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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
51
3M
MMM
$93.2B
$2.15M 0.31%
14,423
-337
-2% -$48.6K
ADP icon
52
Automatic Data Processing
ADP
$109B
$2.09M 0.3%
20,380
-1,694
-8% -$158K
SON icon
53
Sonoco
SON
$5.64B
$2.09M 0.3%
39,701
+302
+0.8% +$15.8K
SYY icon
54
Sysco
SYY
$40.4B
$2M 0.29%
36,123
-2,549
-7% -$132K
HDV
55
iShares Core High Dividend ETF
HDV
$14.8B
$1.94M 0.28%
118,060
+110
+0.1% +$1.77K
CSCO icon
56
Cisco
CSCO
$476B
$1.9M 0.27%
62,781
-2,924
-4% -$89.1K
PDP icon
57
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$1.85M 0.26%
44,167
+8,781
+25% +$367K
HD icon
58
Home Depot
HD
$349B
$1.83M 0.26%
13,619
+443
+3% +$57.1K
VZ icon
59
Verizon
VZ
$195B
$1.76M 0.25%
33,059
+656
+2% +$32.8K
HRL icon
60
Hormel Foods
HRL
$13.8B
$1.71M 0.24%
49,128
-4,100
-8% -$148K
COP icon
61
ConocoPhillips
COP
$142B
$1.61M 0.23%
32,087
+180
+0.6% +$8.3K
MO icon
62
Altria Group
MO
$113B
$1.57M 0.22%
23,271
-2,846
-11% -$183K
PRFZ icon
63
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.84B
$1.5M 0.21%
65,035
+47,940
+280% +$1.05M
SO icon
64
Southern Company
SO
$107B
$1.49M 0.21%
30,257
-3,052
-9% -$150K
EEMV icon
65
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.52B
$1.48M 0.21%
30,274
-7,737
-20% -$397K
TREE icon
66
LendingTree
TREE
$447M
$1.47M 0.21%
14,511
– –
UPS icon
67
United Parcel Service
UPS
$87.7B
$1.47M 0.21%
12,829
+30
+0.2% +$3.38K
MCD icon
68
McDonald's
MCD
$196B
$1.44M 0.21%
11,820
-159
-1% -$18.6K
VFC icon
69
VF Corp
VFC
$5.8B
$1.41M 0.2%
28,077
+26,950
+2,391% +$1.4M
VUG icon
70
Vanguard Morningstar Growth ETF
VUG
$229B
$1.38M 0.2%
74,046
+7,386
+11% +$137K
MRK icon
71
Merck
MRK
$317B
$1.35M 0.19%
24,092
+237
+1% +$13.9K
CSX icon
72
CSX Corp
CSX
$93.9B
$1.34M 0.19%
111,750
-1,695
-1% -$19K
NUE icon
73
Nucor
NUE
$61.9B
$1.34M 0.19%
22,454
-147
-0.7% -$8.22K
BAX icon
74
Baxter International
BAX
$14B
$1.31M 0.19%
29,673
-1,359
-4% -$62.8K
PSX icon
75
Phillips 66
PSX
$82.4B
$1.31M 0.19%
15,221
+34
+0.2% +$2.83K
1 2
3
4 5

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TU
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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
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CC
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RM
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.