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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
(+12%)
Cap. Flow
+$46.6M
Cap. Flow
% of AUM
8.66%
Top 10 Holdings %
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$11M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$8.68M |
| 3 |
SCIU
Global X Scientific Beta US ETF
SCIU
|
+$7.1M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$6.75M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$2.99M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Downside Hedged ETF
PHDG
|
+$8.16M |
| 2 |
SE
Spectra Energy Corp Wi
SE
|
+$3.04M |
| 3 |
Global X MLP & Energy Infrastructure ETF
MLPX
|
+$1.14M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$765K |
| 5 |
GPT
Gramercy Property Trust
GPT
|
+$611K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.82% |
| 2 | Technology | 6.79% |
| 3 | Energy | 4.95% |
| 4 | Consumer Staples | 4.87% |
| 5 | Industrials | 4.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Applied Materials
AMAT
$426B
| $1.79M | 0.33% |
84,779
-1,294
| -2% | -$23.6K |
|
52
Southern Company
SO
$107B
| $1.68M | 0.31% |
32,523
+1,356
| +4% | +$66.1K |
|
53
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
| $1.68M | 0.31% |
171,087
+31,566
| +23% | +$292K |
|
54
Home Depot
HD
$353B
| $1.67M | 0.31% |
12,523
+1,082
| +9% | +$135K |
|
|
PNY
55
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
| $1.66M | 0.31% |
27,689
-833
| -3% | -$49.2K |
|
56
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
| $1.65M | 0.31% |
32,042
+2,535
| +9% | +$120K |
|
57
Sonoco
SON
$5.69B
| $1.64M | 0.3% |
33,763
+6,485
| +24% | +$276K |
|
58
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
| $1.56M | 0.29% |
38,665
+7,906
| +26% | +$302K |
|
59
LendingTree
TREE
$452M
| $1.52M | 0.28% |
15,511
| – | – |
|
60
Verizon
VZ
$195B
| $1.49M | 0.28% |
27,518
+2,297
| +9% | +$115K |
|
61
Altria Group
MO
$114B
| $1.46M | 0.27% |
23,309
+827
| +4% | +$50K |
|
62
United Parcel Service
UPS
$89B
| $1.45M | 0.27% |
13,727
+1,695
| +14% | +$165K |
|
63
McDonald's
MCD
$194B
| $1.42M | 0.26% |
11,307
+316
| +3% | +$37.8K |
|
64
iShares Core MSCI EAFE ETF
IEFA
$195B
| $1.42M | 0.26% |
26,685
+3,300
| +14% | +$168K |
|
65
Baxter International
BAX
$14.3B
| $1.38M | 0.26% |
33,562
-516
| -2% | -$19.7K |
|
66
Walt Disney
DIS
$181B
| $1.35M | 0.25% |
13,613
+2,100
| +18% | +$203K |
|
67
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$292M
| $1.33M | 0.25% |
60,538
+4,539
| +8% | +$98K |
|
68
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
| $1.31M | 0.24% |
37,125
+651
| +2% | +$22.1K |
|
69
Oaktree Specialty Lending
OCSL
$1.15B
| $1.18M | 0.22% |
78,567
-4,533
| -5% | -$71K |
|
|
BSJI
70
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $1.18M | 0.22% |
48,750
-2,820
| -5% | -$66.5K |
|
|
HDV
71
iShares Core High Dividend ETF
HDV
$14.8B
| $1.13M | 0.21% |
72,135
+35,350
| +96% | +$525K |
|
72
Nucor
NUE
$61.9B
| $1.12M | 0.21% |
23,685
+2
| +0% | +$81 |
|
|
FMLP
73
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
| $1.11M | 0.21% |
61,300
-1,000
| -2% | -$16.8K |
|
|
UN
74
DELISTED
Unilever NV New York Registry Shares
UN
| $1.11M | 0.21% |
24,816
+1,132
| +5% | +$48.7K |
|
75
Vanguard FTSE All-World ex-US ETF
VEU
$68.3B
| $1.1M | 0.2% |
25,513
-341
| -1% | -$14K |
|
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Carroll Financial Associates's Q1 2016 Portfolio in Review
As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.
- Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
- Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
- Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
- Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
- Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
- Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
- Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.
Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.