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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPIN icon
51
JPMorgan Diversified Return International Equity ETF
JPIN
$376M
$1.46M 0.3%
29,629
+14,626
+97% +$741K
SO icon
52
Southern Company
SO
$107B
$1.46M 0.3%
31,167
+1,166
+4% +$52.9K
LOB icon
53
Live Oak Bancshares
LOB
$1.98B
$1.45M 0.3%
+102,400
New +$1.58M
EEMV icon
54
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$1.44M 0.3%
29,507
-10,703
-27% -$547K
TREE icon
55
LendingTree
TREE
$457M
$1.38M 0.29%
15,511
– –
FNDX icon
56
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$1.33M 0.28%
139,521
+45,729
+49% +$442K
PXF icon
57
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
$1.32M 0.27%
36,474
-9,761
-21% -$367K
MO icon
58
Altria Group
MO
$114B
$1.31M 0.27%
22,482
+4,449
+25% +$258K
BAX icon
59
Baxter International
BAX
$14.4B
$1.3M 0.27%
34,078
-1,059
-3% -$38.7K
MCD icon
60
McDonald's
MCD
$195B
$1.3M 0.27%
10,991
-373
-3% -$41.7K
DBAW icon
61
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$293M
$1.29M 0.27%
55,999
+16,069
+40% +$383K
STLA icon
62
Stellantis
STLA
$20.9B
$1.29M 0.27%
141,785
– –
IEFA icon
63
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.27M 0.26%
23,385
+21,815
+1,389% +$1.21M
BSJI
64
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$1.22M 0.25%
51,570
-11,400
-18% -$278K
DIS icon
65
Walt Disney
DIS
$181B
$1.21M 0.25%
11,513
-24
-0.2% -$2.67K
SPLV icon
66
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$1.19M 0.25%
30,759
+8,181
+36% +$312K
VZ icon
67
Verizon
VZ
$195B
$1.17M 0.24%
25,221
-1,546
-6% -$70.2K
UPS icon
68
United Parcel Service
UPS
$89.3B
$1.16M 0.24%
12,032
-164
-1% -$16.8K
GPT
69
DELISTED
Gramercy Property Trust
GPT
$1.15M 0.24%
+49,673
New +$3.09M
FMLP
70
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$1.14M 0.24%
62,300
-23,300
-27% -$452K
VEU icon
71
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$1.12M 0.23%
25,854
-5,179
-17% -$232K
SON icon
72
Sonoco
SON
$5.72B
$1.11M 0.23%
27,278
+235
+0.9% +$9.78K
QCOM icon
73
Qualcomm
QCOM
$176B
$1.11M 0.23%
22,186
-6,246
-22% -$333K
PFM icon
74
Invesco Dividend Achievers ETF
PFM
$808M
$1.07M 0.22%
52,355
-11,170
-18% -$230K
CSX icon
75
CSX Corp
CSX
$93.3B
$1.06M 0.22%
122,496
-9,279
-7% -$84.2K
1 2
3
4 5

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.