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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSG
51
DELISTED
CHAMBERS STR PPTYS COM
CSG
$1.58M 0.35%
220,644
+6,000
+3% +$42.8K
BSJI
52
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$1.57M 0.35%
62,970
+6,250
+11% +$158K
OCSL icon
53
Oaktree Specialty Lending
OCSL
$1.14B
$1.56M 0.35%
91,500
-70,733
-44% -$1.36M
TREE icon
54
LendingTree
TREE
$451M
$1.47M 0.32%
15,511
+15,505
+258,417% +$1.57M
AMAT icon
55
Applied Materials
AMAT
$428B
$1.45M 0.32%
90,386
-16,617
-16% -$278K
HD icon
56
Home Depot
HD
$355B
$1.44M 0.32%
11,671
-798
-6% -$92.3K
STLA icon
57
Stellantis
STLA
$20.8B
$1.41M 0.31%
141,785
+5,245
+4% +$50.2K
VEU icon
58
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$1.41M 0.31%
31,033
+6,047
+24% +$279K
SO icon
59
Southern Company
SO
$107B
$1.38M 0.31%
30,001
+228
+0.8% +$10K
DGRW icon
60
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$1.31M 0.29%
43,419
+37,114
+589% +$1.12M
PFM icon
61
Invesco Dividend Achievers ETF
PFM
$808M
$1.3M 0.29%
63,525
-3,500
-5% -$71.2K
UPS icon
62
United Parcel Service
UPS
$88.9B
$1.28M 0.28%
12,196
+913
+8% +$90.2K
DIS icon
63
Walt Disney
DIS
$181B
$1.27M 0.28%
11,537
+1,635
+17% +$178K
BAX icon
64
Baxter International
BAX
$14.2B
$1.25M 0.28%
35,137
-21,518
-38% -$815K
CSX icon
65
CSX Corp
CSX
$93.1B
$1.21M 0.27%
131,775
+5,691
+5% +$55.8K
VZ icon
66
Verizon
VZ
$196B
$1.2M 0.27%
26,767
+3,319
+14% +$153K
MCD icon
67
McDonald's
MCD
$195B
$1.17M 0.26%
11,364
-825
-7% -$80.4K
SON icon
68
Sonoco
SON
$5.74B
$1.13M 0.25%
27,043
– –
UN
69
DELISTED
Unilever NV New York Registry Shares
UN
$1.09M 0.24%
24,055
+3,547
+17% +$149K
MO icon
70
Altria Group
MO
$114B
$1.08M 0.24%
18,033
+1,101
+7% +$59K
RTX icon
71
RTX Corp
RTX
$301B
$1.05M 0.23%
17,032
+470
+3% +$28.9K
NUE icon
72
Nucor
NUE
$62.1B
$1.01M 0.23%
25,197
+818
+3% +$35.1K
LRFC
73
DELISTED
Logan Ridge Finance Corp
LRFC
$1M 0.22%
12,167
+2,167
+22% +$191K
COP icon
74
ConocoPhillips
COP
$141B
$1M 0.22%
18,963
+717
+4% +$36.5K
DD
75
DELISTED
Du Pont De Nemours E I
DD
$990K 0.22%
17,292
+1,052
+6% +$56.1K
1 2
3
4 5

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NFG
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6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.