We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
51
Southern Company
SO
$107B
$644K 0.41%
13,028
-1,753
-12% -$82.8K
TFC icon
52
Truist Financial
TFC
$64.2B
$603K 0.38%
16,591
-22,587
-58% -$850K
WMT icon
53
Walmart Inc
WMT
$889B
$583K 0.37%
20,169
-9,639
-32% -$260K
MO icon
54
Altria Group
MO
$114B
$556K 0.35%
10,297
-3,400
-25% -$166K
DIS icon
55
Walt Disney
DIS
$181B
$547K 0.35%
5,403
-2,952
-35% -$266K
STLA icon
56
Stellantis
STLA
$20.8B
$535K 0.34%
+58,143
New +$431K
PFM icon
57
Invesco Dividend Achievers ETF
PFM
$808M
$526K 0.34%
24,450
-44,505
-65% -$946K
BAX icon
58
Baxter International
BAX
$14.4B
$524K 0.33%
13,756
-10,954
-44% -$427K
BDX icon
59
Becton Dickinson
BDX
$48.7B
$478K 0.31%
3,499
-470
-12% -$60.1K
T icon
60
AT&T
T
$164B
$470K 0.3%
18,100
-14,600
-45% -$379K
SCG
61
DELISTED
Scana
SCG
$465K 0.3%
7,337
-710
-9% -$39.3K
AMGN icon
62
Amgen
AMGN
$222B
$460K 0.29%
3,039
-1,953
-39% -$304K
HTS
63
DELISTED
HATTERAS FINANCIAL CORP
HTS
$454K 0.29%
25,150
-281,100
-92% -$5.31M
IOO icon
64
iShares Global 100 ETF
IOO
$9.24B
$450K 0.29%
11,836
+11,430
+2,815% +$439K
XLE icon
65
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$446K 0.28%
11,330
+8,304
+274% +$345K
BHI
66
DELISTED
Baker Hughes
BHI
$434K 0.28%
7,125
-5,251
-42% -$296K
VV icon
67
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$431K 0.28%
4,599
– –
OXY icon
68
Occidental Petroleum
OXY
$55.9B
$421K 0.27%
5,217
-5,939
-53% -$493K
SDY icon
69
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$406K 0.26%
5,190
-154
-3% -$12K
RRC icon
70
Range Resources
RRC
$8.97B
$385K 0.25%
7,712
-9,100
-54% -$588K
UPS icon
71
United Parcel Service
UPS
$89.3B
$385K 0.25%
3,829
-7,786
-67% -$822K
MRK icon
72
Merck
MRK
$318B
$381K 0.24%
6,766
-1,800
-21% -$100K
PM icon
73
Philip Morris
PM
$295B
$381K 0.24%
4,640
-1,109
-19% -$95.2K
VZ icon
74
Verizon
VZ
$195B
$373K 0.24%
7,799
-2,309
-23% -$113K
BA icon
75
Boeing
BA
$186B
$368K 0.23%
2,498
-623
-20% -$79K
1 2
3
4 5

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.