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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
51
Freeport-McMoran
FCX
$96.6B
$1.45M 0.41%
39,743
+10,076
+34% +$345K
MCD icon
52
McDonald's
MCD
$189B
$1.42M 0.4%
14,102
-124
-0.9% -$12.5K
IBM icon
53
IBM
IBM
$220B
$1.4M 0.39%
8,087
+1,150
+17% +$207K
EEMV icon
54
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$1.35M 0.38%
22,540
+700
+3% +$41.4K
VEU icon
55
Vanguard FTSE All-World ex-US ETF
VEU
$68.1B
$1.33M 0.37%
25,507
– –
PNY
56
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$1.31M 0.37%
34,906
+41
+0.1% +$1.47K
COP icon
57
ConocoPhillips
COP
$144B
$1.27M 0.36%
14,858
-100
-0.7% -$7.79K
BHI
58
DELISTED
Baker Hughes
BHI
$1.21M 0.34%
16,234
-300
-2% -$20.9K
RTX icon
59
RTX Corp
RTX
$294B
$1.21M 0.34%
16,623
-39
-0.2% -$2.87K
UPS icon
60
United Parcel Service
UPS
$92.6B
$1.18M 0.33%
11,490
-1,187
-9% -$119K
T icon
61
AT&T
T
$161B
$1.13M 0.32%
42,241
+2,156
+5% +$57.8K
LNC icon
62
Lincoln National
LNC
$8.98B
$1.11M 0.31%
21,632
+13,468
+165% +$666K
OXY icon
63
Occidental Petroleum
OXY
$54.8B
$1.09M 0.3%
11,051
+199
+2% +$18.7K
RY icon
64
Royal Bank of Canada
RY
$291B
$1.07M 0.3%
14,917
+350
+2% +$23.7K
SO icon
65
Southern Company
SO
$107B
$1.06M 0.3%
23,479
+1,028
+5% +$45.5K
ARCC icon
66
Ares Capital
ARCC
$14.1B
$1.05M 0.29%
58,600
+22,500
+62% +$387K
PM icon
67
Philip Morris
PM
$291B
$933K 0.26%
11,071
+779
+8% +$67.1K
SON icon
68
Sonoco
SON
$5.78B
$928K 0.26%
21,134
– –
AUB icon
69
Atlantic Union Bankshares
AUB
$6.16B
$872K 0.24%
+34,011
New +$862K
BAX icon
70
Baxter International
BAX
$14.4B
$847K 0.24%
21,571
+1,114
+5% +$44.6K
LRFC
71
DELISTED
Logan Ridge Finance Corp
LRFC
$827K 0.23%
+7,295
New +$810K
RIO icon
72
Rio Tinto
RIO
$161B
$813K 0.23%
14,986
-2,733
-15% -$148K
VUG icon
73
Vanguard Morningstar Growth ETF
VUG
$231B
$807K 0.23%
48,942
– –
KMI icon
74
Kinder Morgan
KMI
$70.1B
$799K 0.22%
22,045
+11,187
+103% +$378K
XLK icon
75
State Street Technology Select Sector SPDR ETF
XLK
$123B
$792K 0.22%
41,306
+24,056
+139% +$445K
1 2
3
4 5

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6M
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RFA
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CCT
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C
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.