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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
(+6.1%)
Cap. Flow
-$4.46M
Cap. Flow
% of AUM
-1.58%
Top 10 Holdings %
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$4.38M |
| 2 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$4.02M |
| 3 |
iShares Global 100 ETF
IOO
|
+$2.4M |
| 4 |
PSTB
Park Sterling Corp.
PSTB
|
+$1.86M |
| 5 |
Hormel Foods
HRL
|
+$1.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$3.61M |
| 2 |
Vanguard Dividend Appreciation ETF
VIG
|
+$3.09M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$2.19M |
| 4 |
Peoples Bancorp of North Carolina
PEBK
|
+$1.26M |
| 5 |
Western Union
WU
|
+$1.21M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 13.16% |
| 2 | Energy | 10.34% |
| 3 | Technology | 9.46% |
| 4 | Healthcare | 6.55% |
| 5 | Industrials | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Freeport-McMoran
FCX
$95.5B
| $1.09M | 0.39% |
28,844
-22,008
| -43% | -$780K |
|
52
ConocoPhillips
COP
$142B
| $1.09M | 0.39% |
15,379
-1,463
| -9% | -$105K |
|
53
AT&T
T
$162B
| $1.07M | 0.38% |
40,313
-4,118
| -9% | -$108K |
|
54
Royal Bank of Canada
RY
$294B
| $1.06M | 0.38% |
15,790
-186
| -1% | -$12.3K |
|
55
RTX Corp
RTX
$301B
| $1.03M | 0.36% |
14,328
-2,082
| -13% | -$142K |
|
56
Rio Tinto
RIO
$162B
| $1.01M | 0.36% |
17,869
-1,430
| -7% | -$74.4K |
|
57
Bank of America
BAC
$441B
| $1M | 0.36% |
64,325
-10,621
| -14% | -$158K |
|
58
Occidental Petroleum
OXY
$55.7B
| $964K | 0.34% |
10,582
-341
| -3% | -$31.1K |
|
59
Invesco Dividend Achievers ETF
PFM
$805M
| $932K | 0.33% |
46,850
-21,850
| -32% | -$423K |
|
60
Philip Morris
PM
$293B
| $881K | 0.31% |
10,119
-1,552
| -13% | -$136K |
|
61
Sonoco
SON
$5.64B
| $881K | 0.31% |
21,134
-2,926
| -12% | -$118K |
|
62
Atlantic Union Bankshares
AUB
$6.02B
| $843K | 0.3% |
34,011
| – | – |
|
63
Southern Company
SO
$107B
| $832K | 0.3% |
20,250
-654
| -3% | -$27K |
|
|
BHI
64
DELISTED
Baker Hughes
BHI
| $830K | 0.3% |
15,034
-3,600
| -19% | -$197K |
|
|
65
Vanguard Dividend Appreciation ETF
VIG
$114B
| $827K | 0.29% |
11,000
-42,489
| -79% | -$3.09M |
|
|
BSJI
66
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $827K | 0.29% |
30,700
+900
| +3% | +$24.2K |
|
67
Vanguard Morningstar Growth ETF
VUG
$229B
| $759K | 0.27% |
48,942
| – | – |
|
|
MON
68
DELISTED
Monsanto Co
MON
| $734K | 0.26% |
6,304
+480
| +8% | +$52.4K |
|
69
Williams Companies
WMB
$87.8B
| $723K | 0.26% |
18,750
-9,400
| -33% | -$338K |
|
70
Baxter International
BAX
$14B
| $679K | 0.24% |
17,985
+2,016
| +13% | +$73.1K |
|
71
Home Depot
HD
$349B
| $679K | 0.24% |
8,252
+957
| +13% | +$74.6K |
|
72
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.52B
| $677K | 0.24% |
11,630
-2,800
| -19% | -$166K |
|
|
BSJF
73
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
| $677K | 0.24% |
25,300
-4,438
| -15% | -$119K |
|
74
Vanguard Morningstar Value ETF
VTV
$191B
| $676K | 0.24% |
8,850
| – | – |
|
75
Lincoln National
LNC
$8.93B
| $661K | 0.23% |
12,811
+737
| +6% | +$35.3K |
|
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Carroll Financial Associates's Q4 2013 Portfolio in Review
As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.
By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.
- Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
- Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
- Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
- Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
- Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
- Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.
Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.