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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIDU icon
701
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.2M
$64K ﹤0.01%
1,141
– –
RGLD icon
702
Royal Gold
RGLD
$19.8B
$64K ﹤0.01%
603
+11
+2% +$1.17K
SABR icon
703
Sabre
SABR
$803M
$64K ﹤0.01%
4,362
– –
ALK icon
704
Alaska Air
ALK
$5.4B
$63K ﹤0.01%
923
-330
-26% -$19.8K
AZO icon
705
AutoZone
AZO
$49.7B
$63K ﹤0.01%
45
-7
-13% -$8.67K
CNRG icon
706
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$207M
$63K ﹤0.01%
+560
New +$70.2K
SAM icon
707
Boston Beer
SAM
$1.85B
$63K ﹤0.01%
53
+15
+39% +$15.7K
VONG icon
708
Vanguard Russell 1000 Growth ETF
VONG
$45.4B
$63K ﹤0.01%
1,020
– –
XLP icon
709
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$63K ﹤0.01%
927
-182
-16% -$12K
CDK
710
DELISTED
CDK Global, Inc.
CDK
$63K ﹤0.01%
1,180
-166
-12% -$8.61K
REGN icon
711
Regeneron Pharmaceuticals
REGN
$82.1B
$62K ﹤0.01%
133
-2
-1% -$974
VBK icon
712
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.7B
$62K ﹤0.01%
227
+53
+30% +$14.9K
KSU
713
DELISTED
Kansas City Southern
KSU
$62K ﹤0.01%
236
+107
+83% +$23.3K
SLV icon
714
iShares Silver Trust
SLV
$31.5B
$61K ﹤0.01%
2,731
– –
WINC
715
DELISTED
Western Asset Short Duration Income ETF
WINC
$61K ﹤0.01%
+2,353
New +$61.6K
AOA icon
716
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$60K ﹤0.01%
906
– –
APH icon
717
Amphenol
APH
$206B
$60K ﹤0.01%
1,840
– –
FLQL icon
718
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.1B
$60K ﹤0.01%
1,510
– –
MDYG icon
719
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$60K ﹤0.01%
802
– –
PGR icon
720
Progressive
PGR
$123B
$60K ﹤0.01%
635
+21
+3% +$1.91K
SPTS icon
721
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$60K ﹤0.01%
1,966
– –
RBNC
722
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
$60K ﹤0.01%
2,095
-2,000
-49% -$45.9K
AMCR icon
723
Amcor
AMCR
$21.9B
$59K ﹤0.01%
1,020
– –
FLO icon
724
Flowers Foods
FLO
$1.52B
$59K ﹤0.01%
+2,480
New +$56.5K
PSXP
725
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$59K ﹤0.01%
1,866
+1,787
+2,262% +$50.6K
27 28
29
30 31

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.