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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
701
Stanley Black & Decker
SWK
$15.4B
$30K ﹤0.01%
302
– –
TSN icon
702
Tyson Foods
TSN
$19.9B
$30K ﹤0.01%
524
+69
+15% +$5.16K
USFD icon
703
US Foods
USFD
$23.8B
$30K ﹤0.01%
1,705
+1,405
+468% +$47K
IBKC
704
DELISTED
IBERIABANK Corp
IBKC
$30K ﹤0.01%
843
+503
+148% +$31.3K
BLK icon
705
Blackrock
BLK
$184B
$29K ﹤0.01%
66
-44
-40% -$21.7K
CSGP icon
706
CoStar Group
CSGP
$13.3B
$29K ﹤0.01%
500
+90
+22% +$5.87K
LNT icon
707
Alliant Energy
LNT
$18.2B
$29K ﹤0.01%
617
-1,016
-62% -$55.6K
PEG icon
708
Public Service Enterprise Group
PEG
$37.8B
$29K ﹤0.01%
667
-584
-47% -$31.5K
VRSK icon
709
Verisk Analytics
VRSK
$24.2B
$29K ﹤0.01%
212
-10
-5% -$1.57K
BCE icon
710
BCE
BCE
$21.7B
$28K ﹤0.01%
697
-184
-21% -$8.25K
COHR icon
711
Coherent
COHR
$63.7B
$28K ﹤0.01%
1,000
– –
DFE icon
712
WisdomTree Europe SmallCap Dividend Fund
DFE
$170M
$28K ﹤0.01%
700
– –
HPI
713
John Hancock Preferred Income Fund
HPI
$433M
$28K ﹤0.01%
1,750
– –
ILCG icon
714
iShares Morningstar Growth ETF
ILCG
$3.3B
$28K ﹤0.01%
775
– –
STAG icon
715
STAG Industrial
STAG
$7.13B
$28K ﹤0.01%
1,246
-753
-38% -$21.9K
VFH icon
716
Vanguard Financials ETF
VFH
$14B
$28K ﹤0.01%
567
– –
XAR icon
717
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.61B
$28K ﹤0.01%
+380
New +$39.1K
BTEC
718
DELISTED
Principal Exchange-Traded Funds Principal Healthcare Innovators ETF
BTEC
$28K ﹤0.01%
+894
New +$32.6K
CIM
719
Chimera Investment
CIM
$996M
$27K ﹤0.01%
1,000
– –
CP icon
720
Canadian Pacific Kansas City
CP
$82.5B
$27K ﹤0.01%
625
– –
FXG icon
721
First Trust Consumer Staples AlphaDEX Fund
FXG
$232M
$27K ﹤0.01%
693
– –
RRC icon
722
Range Resources
RRC
$9.33B
$27K ﹤0.01%
12,094
-17,388
-59% -$55.4K
SCHG icon
723
Schwab US Large-Cap Growth ETF
SCHG
$63.2B
$27K ﹤0.01%
2,768
– –
VTEB icon
724
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$27K ﹤0.01%
516
– –
PXD
725
DELISTED
Pioneer Natural Resource Co.
PXD
$27K ﹤0.01%
394
– –
27 28
29
30 31

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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.