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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
701
KLA
KLAC
$259B
$34K ﹤0.01%
2,130
+10
+0.5% +$140
QSR icon
702
Restaurant Brands International
QSR
$25.8B
$34K ﹤0.01%
490
-18
-4% -$1.33K
XYZ
703
Block Inc
XYZ
$47.5B
$34K ﹤0.01%
553
+33
+6% +$2.24K
SAFM
704
DELISTED
Sanderson Farms Inc
SAFM
$34K ﹤0.01%
225
– –
BCE icon
705
BCE
BCE
$21.2B
$33K ﹤0.01%
697
+424
+155% +$19.8K
BIP icon
706
Brookfield Infrastructure Partners
BIP
$18B
$33K ﹤0.01%
1,134
– –
DHS icon
707
WisdomTree US High Dividend Fund
DHS
$1.58B
$33K ﹤0.01%
450
– –
GVI icon
708
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$33K ﹤0.01%
300
– –
ICE icon
709
Intercontinental Exchange
ICE
$84.4B
$33K ﹤0.01%
360
– –
CXW icon
710
CoreCivic
CXW
$3.19B
$32K ﹤0.01%
1,889
-1,121
-37% -$19.7K
DELL icon
711
Dell
DELL
$293B
$32K ﹤0.01%
1,253
– –
PANW icon
712
Palo Alto Networks
PANW
$297B
$32K ﹤0.01%
954
-120
-11% -$4.25K
PTF icon
713
Invesco Dorsey Wright Technology Momentum ETF
PTF
$643M
$32K ﹤0.01%
1,440
– –
SCHA icon
714
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$32K ﹤0.01%
1,888
-3,080
-62% -$54.4K
TDG icon
715
TransDigm Group
TDG
$67.7B
$32K ﹤0.01%
62
-4
-6% -$2.05K
VCLT icon
716
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$32K ﹤0.01%
+325
New +$32.3K
GNTX icon
717
Gentex
GNTX
$5.07B
$31K ﹤0.01%
1,152
-133
-10% -$3.52K
PTLC icon
718
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$31K ﹤0.01%
+1,000
New +$30.8K
TPHD icon
719
Timothy Plan High Dividend Stock ETF
TPHD
$367M
$31K ﹤0.01%
+1,248
New +$31.1K
CELG
720
DELISTED
Celgene Corp
CELG
$31K ﹤0.01%
313
– –
BOND icon
721
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$30K ﹤0.01%
+277
New +$30K
DBA icon
722
Invesco DB Agriculture Fund
DBA
$1.23B
$30K ﹤0.01%
1,900
– –
EQIX icon
723
Equinix
EQIX
$103B
$30K ﹤0.01%
53
-1
-2% -$537
ETSY icon
724
Etsy
ETSY
$7.85B
$30K ﹤0.01%
542
+342
+171% +$20.1K
QCLN icon
725
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$30K ﹤0.01%
1,435
– –
27 28
29
30 31

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.