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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGICA icon
701
Donegal Group Class A
DGICA
$699M
$24K ﹤0.01%
+1,807
New +$24.4K
EFR
702
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$24K ﹤0.01%
1,900
– –
FV icon
703
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$24K ﹤0.01%
808
-1,200
-60% -$34.4K
IRM icon
704
Iron Mountain
IRM
$36B
$24K ﹤0.01%
704
-30
-4% -$1.06K
MIDD icon
705
Middleby
MIDD
$5.88B
$24K ﹤0.01%
188
+122
+185% +$14.6K
OKE icon
706
Oneok
OKE
$56.3B
$24K ﹤0.01%
347
-34
-9% -$2.2K
PBT
707
Permian Basin Royalty Trust
PBT
$1.51B
$24K ﹤0.01%
3,200
– –
RSG icon
708
Republic Services
RSG
$65.8B
$24K ﹤0.01%
300
– –
TT icon
709
Trane Technologies
TT
$105B
$24K ﹤0.01%
224
– –
UTG icon
710
Reaves Utility Income Fund
UTG
$3.6B
$24K ﹤0.01%
726
– –
FLXN
711
DELISTED
Flexion Therapeutics, Inc.
FLXN
$24K ﹤0.01%
2,000
– –
IBKC
712
DELISTED
IBERIABANK Corp
IBKC
$24K ﹤0.01%
340
+110
+48% +$8.16K
ADRE
713
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$24K ﹤0.01%
600
– –
CCL icon
714
Carnival Corporation Ltd
CCL
$38.5B
$23K ﹤0.01%
458
-97
-17% -$5.38K
CSGP icon
715
CoStar Group
CSGP
$12.5B
$23K ﹤0.01%
500
– –
TCRT icon
716
Alaunos Therapeutics
TCRT
$4.86M
$23K ﹤0.01%
40
– –
ROIC
717
DELISTED
Retail Opportunity Investments Corp.
ROIC
$23K ﹤0.01%
1,350
– –
AABA
718
DELISTED
Altaba Inc
AABA
$23K ﹤0.01%
314
+64
+26% +$4.41K
BT
719
DELISTED
BT Group plc (ADR)
BT
$23K ﹤0.01%
1,600
– –
BSCK
720
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$23K ﹤0.01%
1,089
+574
+111% +$12.1K
BF.B icon
721
Brown-Forman Class B
BF.B
$12.9B
$22K ﹤0.01%
434
+13
+3% +$631
CHX
722
DELISTED
ChampionX
CHX
$22K ﹤0.01%
558
+375
+205% +$13.9K
CWT icon
723
California Water Service
CWT
$3.06B
$22K ﹤0.01%
+408
New +$20.5K
DEM icon
724
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$22K ﹤0.01%
506
– –
ELD icon
725
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$22K ﹤0.01%
649
– –
27 28
29
30 31

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.