CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-1.67%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.1M
Cap. Flow %
1.66%
Top 10 Hldgs %
50.32%
Holding
1,413
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.62M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.15M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.95M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.3M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2M

Top Sells

1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.55M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.43M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.87M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.48M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.26M

Sector Composition

1 Financials 8.36%
2 Technology 5.39%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEA icon
701
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$18K ﹤0.01%
1,398
– –
PIZ icon
702
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$431M
$18K ﹤0.01%
654
– –
SKYY icon
703
First Trust Cloud Computing ETF
SKYY
$3.24B
$18K ﹤0.01%
379
– –
SMM
704
DELISTED
Salient Midstream & MLP Fund
SMM
$18K ﹤0.01%
+2,000
New +$18K
VER
705
DELISTED
VEREIT, Inc.
VER
$18K ﹤0.01%
531
+31
+6% +$1.05K
GFY
706
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$18K ﹤0.01%
1,069
– –
AABA
707
DELISTED
Altaba Inc. Common Stock
AABA
$18K ﹤0.01%
250
– –
ETP
708
DELISTED
Energy Transfer Partners, L.P.
ETP
$18K ﹤0.01%
1,163
– –
IRR
709
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$18K ﹤0.01%
3,000
– –
CHL
710
DELISTED
China Mobile Limited
CHL
$18K ﹤0.01%
407
+30
+8% +$1.33K
HWM icon
711
Howmet Aerospace
HWM
$74.1B
$17K ﹤0.01%
973
– –
JNK icon
712
SPDR Bloomberg High Yield Bond ETF
JNK
$8.1B
$17K ﹤0.01%
164
– –
NCZ
713
Virtus Convertible & Income Fund II
NCZ
$263M
$17K ﹤0.01%
750
-538
-42% -$12.2K
NPO icon
714
Enpro
NPO
$4.61B
$17K ﹤0.01%
225
– –
PCN
715
PIMCO Corporate & Income Strategy Fund
PCN
$851M
$17K ﹤0.01%
1,080
– –
PXD
716
DELISTED
Pioneer Natural Resource Co.
PXD
$17K ﹤0.01%
100
– –
DES icon
717
WisdomTree US SmallCap Dividend Fund
DES
$1.89B
$17K ﹤0.01%
+621
New +$17K
DGS icon
718
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.67B
$17K ﹤0.01%
+327
New +$17K
EHI
719
Western Asset Global High Income Fund
EHI
$200M
$17K ﹤0.01%
1,820
– –
EXG icon
720
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.75B
$17K ﹤0.01%
1,887
– –
IBKC
721
DELISTED
IBERIABANK Corp
IBKC
$17K ﹤0.01%
230
– –
BSJJ
722
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$17K ﹤0.01%
725
– –
KYN icon
723
Kayne Anderson Energy Infrastructure Fund
KYN
$2.05B
$16K ﹤0.01%
1,000
– –
CBRE icon
724
CBRE Group
CBRE
$48.4B
$16K ﹤0.01%
352
– –
ETR icon
725
Entergy
ETR
$39.5B
$16K ﹤0.01%
416
+162
+64% +$6.23K
27 28
29
30 31