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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
701
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$18K ﹤0.01%
1,398
– –
PIZ icon
702
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$730M
$18K ﹤0.01%
654
– –
SKYY icon
703
First Trust Cloud Computing ETF
SKYY
$3.22B
$18K ﹤0.01%
379
– –
SMM
704
DELISTED
Salient Midstream & MLP Fund
SMM
$18K ﹤0.01%
+2,000
New +$20.9K
VER
705
DELISTED
VEREIT, Inc.
VER
$18K ﹤0.01%
531
+31
+6% +$1.1K
GFY
706
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$18K ﹤0.01%
1,069
– –
AABA
707
DELISTED
Altaba Inc
AABA
$18K ﹤0.01%
250
– –
ETP
708
DELISTED
Energy Transfer Partners, L.P.
ETP
$18K ﹤0.01%
1,163
– –
IRR
709
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$18K ﹤0.01%
3,000
– –
CHL
710
DELISTED
China Mobile Limited
CHL
$18K ﹤0.01%
407
+30
+8% +$1.46K
DES icon
711
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$17K ﹤0.01%
+621
New +$17.5K
DGS icon
712
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$17K ﹤0.01%
+327
New +$17.7K
EHI
713
Western Asset Global High Income Fund
EHI
$178M
$17K ﹤0.01%
1,820
– –
EXG icon
714
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$17K ﹤0.01%
1,887
– –
HWM icon
715
Howmet Aerospace
HWM
$113B
$17K ﹤0.01%
973
– –
JNK icon
716
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$17K ﹤0.01%
164
– –
NCZ
717
Virtus Convertible & Income Fund II
NCZ
$305M
$17K ﹤0.01%
750
-538
-42% -$13.2K
NPO icon
718
Enpro
NPO
$7.04B
$17K ﹤0.01%
225
– –
PCN
719
PIMCO Corporate & Income Strategy Fund
PCN
$889M
$17K ﹤0.01%
1,080
– –
PXD
720
DELISTED
Pioneer Natural Resource Co.
PXD
$17K ﹤0.01%
100
– –
IBKC
721
DELISTED
IBERIABANK Corp
IBKC
$17K ﹤0.01%
230
– –
BSJJ
722
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$17K ﹤0.01%
725
– –
CBRE icon
723
CBRE Group
CBRE
$41.7B
$16K ﹤0.01%
352
– –
ETR icon
724
Entergy
ETR
$49.3B
$16K ﹤0.01%
416
+162
+64% +$6.26K
FMS icon
725
Fresenius Medical Care
FMS
$13B
$16K ﹤0.01%
318
– –
27 28
29
30 31

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.