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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHYG icon
701
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$17K ﹤0.01%
+340
New +$17.3K
HPQ icon
702
HP
HPQ
$27.5B
$17K ﹤0.01%
819
+115
+16% +$2.45K
LOPE icon
703
Grand Canyon Education
LOPE
$3.97B
$17K ﹤0.01%
200
-5
-2% -$452
MBB icon
704
iShares MBS ETF
MBB
$39.1B
$17K ﹤0.01%
165
+3
+2% +$320
NGG icon
705
National Grid
NGG
$81.3B
$17K ﹤0.01%
331
– –
PNNT
706
Pennant Park Investment Corp
PNNT
$242M
$17K ﹤0.01%
+2,600
New +$19.3K
SKYY icon
707
First Trust Cloud Computing ETF
SKYY
$3.12B
$17K ﹤0.01%
379
– –
SPG icon
708
Simon Property Group
SPG
$72.3B
$17K ﹤0.01%
103
+1
+1% +$162
SWK icon
709
Stanley Black & Decker
SWK
$15.7B
$17K ﹤0.01%
101
– –
PXD
710
DELISTED
Pioneer Natural Resource Co.
PXD
$17K ﹤0.01%
100
– –
IBKC
711
DELISTED
IBERIABANK Corp
IBKC
$17K ﹤0.01%
230
– –
BSJJ
712
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$17K ﹤0.01%
725
– –
AABA
713
DELISTED
Altaba Inc
AABA
$17K ﹤0.01%
250
– –
GPT
714
DELISTED
Gramercy Property Trust
GPT
$17K ﹤0.01%
652
– –
ADNT icon
715
Adient
ADNT
$1.5B
$16K ﹤0.01%
203
-1
-0.5% -$81
AIG icon
716
American International
AIG
$41.8B
$16K ﹤0.01%
279
-50
-15% -$3.07K
DXJ icon
717
WisdomTree Japan Hedged Equity Fund
DXJ
$7.41B
$16K ﹤0.01%
284
– –
EWJ icon
718
iShares MSCI Japan ETF
EWJ
$22.9B
$16K ﹤0.01%
271
– –
FFC
719
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$16K ﹤0.01%
800
– –
FMS icon
720
Fresenius Medical Care
FMS
$12.9B
$16K ﹤0.01%
318
– –
HEI icon
721
HEICO Corp
HEI
$51.4B
$16K ﹤0.01%
336
– –
HYZD icon
722
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
$16K ﹤0.01%
685
– –
PNR icon
723
Pentair
PNR
$11B
$16K ﹤0.01%
342
+61
+22% +$2.85K
TNL icon
724
Travel + Leisure Co
TNL
$4.7B
$16K ﹤0.01%
310
– –
XLRE icon
725
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
$16K ﹤0.01%
495
– –
27 28
29
30 31

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.