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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
701
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$17K ﹤0.01%
1,000
– –
MBB icon
702
iShares MBS ETF
MBB
$39.1B
$17K ﹤0.01%
162
+4
+3% +$428
PHG icon
703
Philips
PHG
$26.1B
$17K ﹤0.01%
549
– –
PIZ icon
704
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$756M
$17K ﹤0.01%
654
– –
SUP
705
DELISTED
Superior Industries International
SUP
$17K ﹤0.01%
1,000
– –
VDE icon
706
Vanguard Energy ETF
VDE
$9.74B
$17K ﹤0.01%
187
+1
+0.5% +$89
INFO
707
DELISTED
IHS Markit Ltd. Common Shares
INFO
$17K ﹤0.01%
405
+16
+4% +$738
BSJJ
708
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$17K ﹤0.01%
725
– –
OCLR
709
DELISTED
Oclaro Inc.
OCLR
$17K ﹤0.01%
+2,000
New +$18K
AST
710
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$17K ﹤0.01%
5,150
– –
FHI icon
711
Federated Hermes
FHI
$4.72B
$16K ﹤0.01%
540
– –
HCSG icon
712
Healthcare Services Group
HCSG
$1.53B
$16K ﹤0.01%
294
-2
-0.7% -$103
HYZD icon
713
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
$16K ﹤0.01%
685
– –
SKYY icon
714
First Trust Cloud Computing ETF
SKYY
$3.12B
$16K ﹤0.01%
379
– –
SPG icon
715
Simon Property Group
SPG
$72.3B
$16K ﹤0.01%
102
-142
-58% -$22.7K
TRIP icon
716
TripAdvisor
TRIP
$1.26B
$16K ﹤0.01%
380
– –
WEN icon
717
Wendy's
WEN
$1.46B
$16K ﹤0.01%
+1,052
New +$16.1K
XLRE icon
718
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
$16K ﹤0.01%
495
-74
-13% -$2.4K
MNDT
719
DELISTED
Mandiant, Inc. Common Stock
MNDT
$16K ﹤0.01%
943
– –
PBCT
720
DELISTED
People's United Financial Inc
PBCT
$16K ﹤0.01%
891
– –
AABA
721
DELISTED
Altaba Inc
AABA
$16K ﹤0.01%
250
– –
ULTI
722
DELISTED
Ultimate Software Group Inc
ULTI
$16K ﹤0.01%
83
-2
-2% -$403
DXJ icon
723
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$15K ﹤0.01%
284
– –
EWJ icon
724
iShares MSCI Japan ETF
EWJ
$23B
$15K ﹤0.01%
271
– –
FMS icon
725
Fresenius Medical Care
FMS
$12.9B
$15K ﹤0.01%
318
– –
27 28
29
30 31

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.