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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
701
iShares Silver Trust
SLV
$28.8B
$18K ﹤0.01%
1,195
– –
TEL icon
702
TE Connectivity
TEL
$59.4B
$18K ﹤0.01%
239
– –
TRI icon
703
Thomson Reuters
TRI
$44.4B
$18K ﹤0.01%
345
-106
-24% -$5.43K
XLRE icon
704
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
$18K ﹤0.01%
569
-69
-11% -$2.21K
XNTK icon
705
State Street SPDR NYSE Technology ETF
XNTK
$2.22B
$18K ﹤0.01%
258
– –
NATI
706
DELISTED
National Instruments Corp
NATI
$18K ﹤0.01%
453
-45
-9% -$1.64K
IBKC
707
DELISTED
IBERIABANK Corp
IBKC
$18K ﹤0.01%
230
– –
S
708
DELISTED
Sprint Corporation
S
$18K ﹤0.01%
2,271
– –
RGC
709
DELISTED
Regal Entertainment Group
RGC
$18K ﹤0.01%
900
– –
POT
710
DELISTED
Potash Corp Of Saskatchewan
POT
$18K ﹤0.01%
1,164
-98
-8% -$1.62K
AST
711
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$18K ﹤0.01%
+5,150
New +$17K
SWFT
712
DELISTED
Swift Transportation Company
SWFT
$18K ﹤0.01%
700
– –
ADSK icon
713
Autodesk
ADSK
$50.1B
$17K ﹤0.01%
173
-90
-34% -$8.9K
AZN icon
714
AstraZeneca
AZN
$241B
$17K ﹤0.01%
260
– –
ETV
715
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$17K ﹤0.01%
1,175
– –
FFC
716
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
$17K ﹤0.01%
800
– –
HES
717
DELISTED
Hess
HES
$17K ﹤0.01%
401
– –
MDU icon
718
MDU Resources
MDU
$4.2B
$17K ﹤0.01%
1,775
– –
SBAC icon
719
SBA Communications
SBAC
$19.9B
$17K ﹤0.01%
127
-28
-18% -$3.64K
VTWG icon
720
Vanguard Russell 2000 Growth ETF
VTWG
$1.54B
$17K ﹤0.01%
140
– –
GAP
721
The Gap Inc
GAP
$7.38B
$17K ﹤0.01%
792
+635
+404% +$15.1K
INFO
722
DELISTED
IHS Markit Ltd. Common Shares
INFO
$17K ﹤0.01%
389
-36
-8% -$1.6K
BSJJ
723
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$17K ﹤0.01%
725
– –
ULTI
724
DELISTED
Ultimate Software Group Inc
ULTI
$17K ﹤0.01%
85
-10
-11% -$2.1K
IRR
725
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$17K ﹤0.01%
3,000
– –
27 28
29
30 31

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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.