CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
QQEW icon
701
First Trust NASDAQ-100 Equal Weighted Index Fund
QQEW
$1.85B
$18K ﹤0.01%
350
– –
TEL icon
702
TE Connectivity
TEL
$62.2B
$18K ﹤0.01%
239
– –
TRI icon
703
Thomson Reuters
TRI
$76.8B
$18K ﹤0.01%
350
-108
-24% -$5.55K
XLRE icon
704
Real Estate Select Sector SPDR Fund
XLRE
$7.72B
$18K ﹤0.01%
569
-69
-11% -$2.18K
XNTK icon
705
SPDR NYSE Technology ETF
XNTK
$1.31B
$18K ﹤0.01%
258
– –
NATI
706
DELISTED
National Instruments Corp
NATI
$18K ﹤0.01%
453
-45
-9% -$1.79K
IBKC
707
DELISTED
IBERIABANK Corp
IBKC
$18K ﹤0.01%
230
– –
S
708
DELISTED
Sprint Corporation
S
$18K ﹤0.01%
2,271
– –
RGC
709
DELISTED
Regal Entertainment Group
RGC
$18K ﹤0.01%
900
– –
POT
710
DELISTED
Potash Corp Of Saskatchewan
POT
$18K ﹤0.01%
1,164
-98
-8% -$1.52K
AST
711
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$18K ﹤0.01%
+5,150
New +$18K
SWFT
712
DELISTED
Swift Transportation Company
SWFT
$18K ﹤0.01%
700
– –
ADSK icon
713
Autodesk
ADSK
$69B
$17K ﹤0.01%
173
-90
-34% -$8.84K
AZN icon
714
AstraZeneca
AZN
$251B
$17K ﹤0.01%
520
– –
ETV
715
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.66B
$17K ﹤0.01%
1,175
– –
FFC
716
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$792M
$17K ﹤0.01%
800
– –
HES
717
DELISTED
Hess
HES
$17K ﹤0.01%
401
– –
MDU icon
718
MDU Resources
MDU
$3.36B
$17K ﹤0.01%
1,775
– –
SBAC icon
719
SBA Communications
SBAC
$20.8B
$17K ﹤0.01%
127
-28
-18% -$3.75K
VTWG icon
720
Vanguard Russell 2000 Growth ETF
VTWG
$1.08B
$17K ﹤0.01%
140
– –
GAP
721
The Gap, Inc.
GAP
$8.93B
$17K ﹤0.01%
792
+635
+404% +$13.6K
INFO
722
DELISTED
IHS Markit Ltd. Common Shares
INFO
$17K ﹤0.01%
389
-36
-8% -$1.57K
BSJJ
723
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$17K ﹤0.01%
725
– –
ULTI
724
DELISTED
Ultimate Software Group Inc
ULTI
$17K ﹤0.01%
85
-10
-11% -$2K
IRR
725
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$17K ﹤0.01%
3,000
– –
27 28
29
30 31