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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMN icon
701
Eastman Chemical
EMN
$8.42B
$17K ﹤0.01%
219
+10
+5% +$786
ETV
702
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$17K ﹤0.01%
1,175
-7,150
-86% -$109K
LBTYK icon
703
Liberty Global Class C
LBTYK
$3.49B
$17K ﹤0.01%
502
– –
PCN
704
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$17K ﹤0.01%
1,080
– –
RPG icon
705
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$17K ﹤0.01%
975
– –
TEL icon
706
TE Connectivity
TEL
$62.6B
$17K ﹤0.01%
239
+1
+0.4% +$74
XNTK icon
707
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$17K ﹤0.01%
258
– –
INFO
708
DELISTED
IHS Markit Ltd. Common Shares
INFO
$17K ﹤0.01%
425
+65
+18% +$2.57K
BSJJ
709
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$17K ﹤0.01%
725
– –
RHT
710
DELISTED
Red Hat Inc
RHT
$17K ﹤0.01%
200
– –
AZN icon
711
AstraZeneca
AZN
$250B
$16K ﹤0.01%
260
– –
CAH icon
712
Cardinal Health
CAH
$55.4B
$16K ﹤0.01%
208
-37
-15% -$2.91K
ETG
713
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$16K ﹤0.01%
1,080
– –
FBT icon
714
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$16K ﹤0.01%
161
– –
FFC
715
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$16K ﹤0.01%
800
– –
HYZD icon
716
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
$16K ﹤0.01%
685
– –
IEI icon
717
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$16K ﹤0.01%
133
+26
+24% +$3.19K
IYK icon
718
iShares US Consumer Staples ETF
IYK
$1.41B
$16K ﹤0.01%
417
+195
+88% +$7.56K
NPO icon
719
Enpro
NPO
$7.05B
$16K ﹤0.01%
225
– –
NWBI icon
720
Northwest Bancshares
NWBI
$2.28B
$16K ﹤0.01%
1,000
– –
SKYY icon
721
First Trust Cloud Computing ETF
SKYY
$3.12B
$16K ﹤0.01%
427
+48
+13% +$1.79K
TRIP icon
722
TripAdvisor
TRIP
$1.26B
$16K ﹤0.01%
380
– –
VTWG icon
723
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$16K ﹤0.01%
140
– –
NATI
724
DELISTED
National Instruments Corp
NATI
$16K ﹤0.01%
498
-10
-2% -$318
DATA
725
DELISTED
Tableau Software, Inc.
DATA
$16K ﹤0.01%
325
-350
-52% -$17.3K
27 28
29
30 31

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.