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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPO icon
701
Enpro
NPO
$7.05B
$15K ﹤0.01%
225
– –
PCN
702
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$15K ﹤0.01%
1,080
– –
VTWG icon
703
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$15K ﹤0.01%
140
– –
XLP icon
704
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$15K ﹤0.01%
291
– –
XNTK icon
705
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$15K ﹤0.01%
258
– –
NATI
706
DELISTED
National Instruments Corp
NATI
$15K ﹤0.01%
508
– –
NNC
707
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$15K ﹤0.01%
1,197
-2,736
-70% -$36.6K
PC
708
DELISTED
PANASONIC CORP ADR (REP 1 SHR COM STK) (JP)
PC
$15K ﹤0.01%
1,500
– –
AKAM icon
709
Akamai
AKAM
$15.9B
$14K ﹤0.01%
216
– –
ANF icon
710
Abercrombie & Fitch
ANF
$5B
$14K ﹤0.01%
1,204
– –
AZN icon
711
AstraZeneca
AZN
$250B
$14K ﹤0.01%
260
-68
-21% -$3.86K
BFH icon
712
Bread Financial
BFH
$4.38B
$14K ﹤0.01%
81
– –
BG icon
713
Bunge Global
BG
$20.8B
$14K ﹤0.01%
199
– –
CSGP icon
714
CoStar Group
CSGP
$12.3B
$14K ﹤0.01%
770
– –
FBT icon
715
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$14K ﹤0.01%
161
– –
HIW icon
716
Highwoods Properties
HIW
$3.47B
$14K ﹤0.01%
286
+1
+0.4% +$49
KMX icon
717
CarMax
KMX
$8.26B
$14K ﹤0.01%
225
+7
+3% +$393
LBTYK icon
718
Liberty Global Class C
LBTYK
$3.49B
$14K ﹤0.01%
502
– –
TDG icon
719
TransDigm Group
TDG
$67.7B
$14K ﹤0.01%
59
+7
+13% +$1.84K
VBR icon
720
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$14K ﹤0.01%
120
– –
VGK icon
721
Vanguard FTSE Europe ETF
VGK
$31.4B
$14K ﹤0.01%
300
– –
MRO
722
DELISTED
Marathon Oil Corporation
MRO
$14K ﹤0.01%
864
-15
-2% -$241
NS
723
DELISTED
NuStar Energy L.P.
NS
$14K ﹤0.01%
300
– –
CHY
724
Calamos Convertible and High Income Fund
CHY
$1.06B
$13K ﹤0.01%
1,300
– –
EVV
725
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$13K ﹤0.01%
1,016
– –
27 28
29
30 31

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.