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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENOV icon
701
Enovis
ENOV
$1.53B
$13K ﹤0.01%
272
+5
+2% +$213
EVV
702
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$13K ﹤0.01%
1,016
+349
+52% +$4.35K
HYG icon
703
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$13K ﹤0.01%
160
+79
+98% +$6.27K
IEI icon
704
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$13K ﹤0.01%
107
+54
+102% +$6.75K
ITUB icon
705
Itaú Unibanco
ITUB
$87.5B
$13K ﹤0.01%
3,535
-1,075
-23% -$3.27K
IYR icon
706
iShares US Real Estate ETF
IYR
$4.57B
$13K ﹤0.01%
178
– –
MCHP icon
707
Microchip Technology
MCHP
$46B
$13K ﹤0.01%
570
– –
MDU icon
708
MDU Resources
MDU
$4.32B
$13K ﹤0.01%
1,775
– –
OHI icon
709
Omega Healthcare
OHI
$14.7B
$13K ﹤0.01%
393
– –
PSMT icon
710
Pricesmart
PSMT
$5.46B
$13K ﹤0.01%
160
– –
SBAC icon
711
SBA Communications
SBAC
$19.5B
$13K ﹤0.01%
135
+28
+26% +$2.67K
TLK icon
712
Telkom Indonesia
TLK
$14.9B
$13K ﹤0.01%
514
-294
-36% -$7.2K
XNTK icon
713
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$13K ﹤0.01%
258
– –
SFE
714
DELISTED
Safeguard Scientifics, Inc.
SFE
$13K ﹤0.01%
1,000
– –
IHS
715
DELISTED
IHS INC CL-A COM STK
IHS
$13K ﹤0.01%
110
– –
PC
716
DELISTED
PANASONIC CORP ADR (REP 1 SHR COM STK) (JP)
PC
$13K ﹤0.01%
+1,500
New +$13K
SHPG
717
DELISTED
Shire pic
SHPG
$13K ﹤0.01%
77
+15
+24% +$2.51K
AKAM icon
718
Akamai
AKAM
$15.9B
$12K ﹤0.01%
216
– –
CHRW icon
719
C.H. Robinson
CHRW
$17.5B
$12K ﹤0.01%
163
– –
DEM icon
720
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$12K ﹤0.01%
357
-100
-22% -$3.13K
DIA icon
721
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$12K ﹤0.01%
70
-80
-53% -$13.3K
ECH icon
722
iShares MSCI Chile ETF
ECH
$1.06B
$12K ﹤0.01%
335
– –
EWJ icon
723
iShares MSCI Japan ETF
EWJ
$22.8B
$12K ﹤0.01%
+271
New +$12.2K
FMS icon
724
Fresenius Medical Care
FMS
$12.9B
$12K ﹤0.01%
280
– –
FWONA icon
725
Liberty Media Series A
FWONA
$23.6B
$12K ﹤0.01%
498
– –
27 28
29
30 31

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.