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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNTX icon
701
Gentex
GNTX
$5.07B
$12K ﹤0.01%
776
– –
HEQ
702
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$12K ﹤0.01%
+884
New +$13.1K
JNK icon
703
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$12K ﹤0.01%
121
-137
-53% -$14.5K
MDU icon
704
MDU Resources
MDU
$4.32B
$12K ﹤0.01%
1,775
– –
TD icon
705
Toronto Dominion Bank
TD
$200B
$12K ﹤0.01%
309
– –
TM icon
706
Toyota
TM
$225B
$12K ﹤0.01%
100
– –
SGI
707
Somnigroup International
SGI
$13.7B
$12K ﹤0.01%
720
– –
PXD
708
DELISTED
Pioneer Natural Resource Co.
PXD
$12K ﹤0.01%
100
– –
ADRA
709
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$12K ﹤0.01%
450
– –
WFT
710
DELISTED
Weatherford International plc
WFT
$12K ﹤0.01%
1,509
+1,176
+353% +$11.6K
OKS
711
DELISTED
Oneok Partners LP
OKS
$12K ﹤0.01%
400
– –
SHPG
712
DELISTED
Shire pic
SHPG
$12K ﹤0.01%
62
+18
+41% +$3.74K
AKAM icon
713
Akamai
AKAM
$15.9B
$11K ﹤0.01%
216
– –
APD icon
714
Air Products & Chemicals
APD
$67.6B
$11K ﹤0.01%
93
-10
-10% -$1.26K
CHE icon
715
Chemed
CHE
$7.22B
$11K ﹤0.01%
75
– –
CII icon
716
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$11K ﹤0.01%
806
– –
EPP icon
717
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$11K ﹤0.01%
300
– –
ES icon
718
Eversource Energy
ES
$27.2B
$11K ﹤0.01%
228
-47
-17% -$2.39K
FMS icon
719
Fresenius Medical Care
FMS
$12.9B
$11K ﹤0.01%
280
– –
HCSG icon
720
Healthcare Services Group
HCSG
$1.53B
$11K ﹤0.01%
331
– –
IBN icon
721
ICICI Bank
IBN
$108B
$11K ﹤0.01%
1,665
– –
NAVI icon
722
Navient
NAVI
$853M
$11K ﹤0.01%
1,000
– –
PCAR icon
723
PACCAR
PCAR
$70.1B
$11K ﹤0.01%
371
– –
SBAC icon
724
SBA Communications
SBAC
$19.5B
$11K ﹤0.01%
107
+16
+18% +$1.73K
UAL icon
725
United Airlines
UAL
$42.1B
$11K ﹤0.01%
200
– –
27 28
29
30 31

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.