We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HP icon
701
Helmerich & Payne
HP
$3.71B
$11K ﹤0.01%
200
– –
HRB icon
702
H&R Block
HRB
$5.86B
$11K ﹤0.01%
318
– –
IYM icon
703
iShares US Basic Materials ETF
IYM
$1.02B
$11K ﹤0.01%
165
– –
MD icon
704
Pediatrix Medical
MD
$2.2B
$11K ﹤0.01%
142
+20
+16% +$1.61K
MMS icon
705
Maximus
MMS
$3.1B
$11K ﹤0.01%
178
+61
+52% +$3.88K
NWS icon
706
News Corp Class B
NWS
$17.5B
$11K ﹤0.01%
775
– –
SLX icon
707
VanEck Steel ETF
SLX
$176M
$11K ﹤0.01%
+500
New +$13K
VPL icon
708
Vanguard FTSE Pacific ETF
VPL
$8.44B
$11K ﹤0.01%
193
– –
BECN
709
DELISTED
Beacon Roofing Supply, Inc.
BECN
$11K ﹤0.01%
335
+46
+16% +$1.57K
ATHN
710
DELISTED
Athenahealth, Inc.
ATHN
$11K ﹤0.01%
88
+13
+17% +$1.7K
NPI
711
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$11K ﹤0.01%
827
+2
+0.2% +$26
ARG
712
DELISTED
Airgas Inc
ARG
$11K ﹤0.01%
127
+6
+5% +$595
MKTAY
713
DELISTED
MAKITA CORP SPONS ADR
MKTAY
$11K ﹤0.01%
195
– –
ASH icon
714
Ashland
ASH
$3.5B
$10K ﹤0.01%
198
-58
-23% -$3.15K
LYB icon
715
LyondellBasell Industries
LYB
$19.2B
$10K ﹤0.01%
120
-54
-31% -$4.8K
SBAC icon
716
SBA Communications
SBAC
$19.5B
$10K ﹤0.01%
91
+12
+15% +$1.4K
TDC icon
717
Teradata
TDC
$2.55B
$10K ﹤0.01%
375
-325
-46% -$10.4K
TNL icon
718
Travel + Leisure Co
TNL
$4.7B
$10K ﹤0.01%
310
-86
-22% -$3.09K
TRN icon
719
Trinity Industries
TRN
$2.38B
$10K ﹤0.01%
556
– –
UAL icon
720
United Airlines
UAL
$42.1B
$10K ﹤0.01%
200
– –
VBR icon
721
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$10K ﹤0.01%
101
-10
-9% -$1.04K
NATI
722
DELISTED
National Instruments Corp
NATI
$10K ﹤0.01%
368
+50
+16% +$1.42K
TWTR
723
DELISTED
Twitter, Inc.
TWTR
$10K ﹤0.01%
360
+160
+80% +$4.8K
DISCK
724
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$10K ﹤0.01%
402
– –
UPL
725
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$10K ﹤0.01%
1,500
– –
27 28
29
30 31

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.