We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
701
Ulta Beauty
ULTA
$24.3B
$3K ﹤0.01%
+20
New +$2.77K
UWM icon
702
ProShares Ultra Russell2000
UWM
$249M
$3K ﹤0.01%
+112
New +$2.56K
WDAY icon
703
Workday
WDAY
$44.4B
$3K ﹤0.01%
33
– –
SRCL
704
DELISTED
Stericycle Inc
SRCL
$3K ﹤0.01%
+20
New +$2.7K
SPLK
705
DELISTED
Splunk Inc
SPLK
$3K ﹤0.01%
45
– –
VMW
706
DELISTED
VMware, Inc
VMW
$3K ﹤0.01%
35
– –
LTRPA
707
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$3K ﹤0.01%
90
+8
+10% +$231
CTXS
708
DELISTED
Citrix Systems Inc
CTXS
$3K ﹤0.01%
+68
New +$3.35K
CHK
709
DELISTED
Chesapeake Energy Corporation
CHK
$3K ﹤0.01%
1
– –
USG
710
DELISTED
Usg
USG
$3K ﹤0.01%
112
– –
P
711
DELISTED
Pandora Media Inc
P
$3K ﹤0.01%
+200
New +$3.2K
PWE
712
DELISTED
Penn West Energy Petroleum Ltd
PWE
$3K ﹤0.01%
1,700
– –
GM.WS.A
713
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$3K ﹤0.01%
109
+95
+679% +$2.52K
NTT
714
DELISTED
Nippon Telegraph & Telephone
NTT
$3K ﹤0.01%
110
– –
AMCX icon
715
AMC Global Media
AMCX
$489M
$2K ﹤0.01%
27
– –
AOD
716
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$2K ﹤0.01%
250
– –
AOS icon
717
A.O. Smith
AOS
$8.7B
$2K ﹤0.01%
48
– –
APA icon
718
APA Corp
APA
$13.2B
$2K ﹤0.01%
29
– –
BCS icon
719
Barclays
BCS
$94.1B
$2K ﹤0.01%
126
– –
CE icon
720
Celanese
CE
$4.82B
$2K ﹤0.01%
30
– –
DECK icon
721
Deckers Outdoor
DECK
$13.3B
$2K ﹤0.01%
+168
New +$2.16K
ENB icon
722
Enbridge
ENB
$112B
$2K ﹤0.01%
33
– –
GDXJ icon
723
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$2K ﹤0.01%
97
– –
B
724
Barrick Mining
B
$73.2B
$2K ﹤0.01%
176
+50
+40% +$591
HL icon
725
Hecla Mining
HL
$11.3B
$2K ﹤0.01%
509
– –
27 28
29
30 31

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.