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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWX icon
701
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1K ﹤0.01%
19
– –
SGU icon
702
Star Group
SGU
$423M
$1K ﹤0.01%
134
– –
SIRI icon
703
SiriusXM
SIRI
$10.1B
$1K ﹤0.01%
24
– –
VOD icon
704
Vodafone
VOD
$37.4B
$1K ﹤0.01%
31
– –
VYX icon
705
NCR Voyix
VYX
$1.14B
$1K ﹤0.01%
42
– –
WOLF icon
706
Wolfspeed
WOLF
$1.71B
$1K ﹤0.01%
21
– –
PDCE
707
DELISTED
PDC Energy, Inc.
PDCE
$1K ﹤0.01%
15
-15
-50% -$606
MGLN
708
DELISTED
Magellan Health Services, Inc.
MGLN
$1K ﹤0.01%
10
– –
CCMP
709
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$1K ﹤0.01%
10
– –
S
710
DELISTED
Sprint Corporation
S
$1K ﹤0.01%
261
-875
-77% -$4.51K
RDC
711
DELISTED
Rowan Companies Plc
RDC
$1K ﹤0.01%
35
– –
FINL
712
DELISTED
Finish Line
FINL
$1K ﹤0.01%
25
– –
WIN
713
DELISTED
Windstream Holdings Inc
WIN
$1K ﹤0.01%
13
-327
-96% -$25K
PMC
714
DELISTED
PharMerica Corporation
PMC
$1K ﹤0.01%
27
– –
BRCD
715
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1K ﹤0.01%
125
– –
PNRA
716
DELISTED
Panera Bread Co
PNRA
$1K ﹤0.01%
8
– –
IQNT
717
DELISTED
Inteliquent, Inc.
IQNT
$1K ﹤0.01%
30
– –
ITC
718
DELISTED
ITC HOLDINGS CORP
ITC
$1K ﹤0.01%
+18
New +$690
FEIC
719
DELISTED
FEI COMPANY
FEIC
$1K ﹤0.01%
14
– –
WPG
720
DELISTED
Washington Prime Group Inc.
WPG
$1K ﹤0.01%
6
– –
ALU
721
DELISTED
Alcatel-Lucent
ALU
$1K ﹤0.01%
327
-108
-25% -$337
CYT
722
DELISTED
CYTEC INDS INC
CYT
$1K ﹤0.01%
24
– –
MWV
723
DELISTED
MEADWESTVACO CORP
MWV
$1K ﹤0.01%
29
– –
A icon
724
Agilent Technologies
A
$41.2B
– –
-212
Closed -$6K
ACCO icon
725
Acco Brands
ACCO
$407M
– –
-16
Closed –
27 28
29
30 31

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.