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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$324M
AUM Growth
-$33.2M
Cap. Flow
-$39.8M
Cap. Flow %
-12.28%
Top 10 Hldgs %
40.98%
Holding
1,053
New
82
Increased
100
Reduced
249
Closed
124

Top Buys

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.19M
2
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$1.32M
3
BBRC
Columbia Beyond BRICs ETF
BBRC
+$1.21M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$617K
5
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$474K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.83M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.43M
3
IOO icon
iShares Global 100 ETF
IOO
+$3.86M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.88M
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 12.76%
2 Technology 10.02%
3 Energy 8.24%
4 Healthcare 6.21%
5 Industrials 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVA icon
701
DaVita
DVA
$11.7B
$3K ﹤0.01%
52
– –
EVV
702
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$3K ﹤0.01%
217
– –
FE icon
703
FirstEnergy
FE
$27.5B
$3K ﹤0.01%
100
– –
GDX icon
704
VanEck Gold Miners ETF
GDX
$27.4B
$3K ﹤0.01%
215
– –
HRI icon
705
Herc Holdings
HRI
$5.61B
$3K ﹤0.01%
49
– –
ICF icon
706
iShares Select U.S. REIT ETF
ICF
$2.09B
$3K ﹤0.01%
80
– –
MAN icon
707
ManpowerGroup
MAN
$2.63B
$3K ﹤0.01%
50
– –
MAT icon
708
Mattel
MAT
$4.23B
$3K ﹤0.01%
126
– –
PBR.A icon
709
Petrobras Class A
PBR.A
$103B
$3K ﹤0.01%
330
– –
PSO icon
710
Pearson
PSO
$9.9B
$3K ﹤0.01%
190
– –
RL icon
711
Ralph Lauren
RL
$23.6B
$3K ﹤0.01%
+18
New +$2.96K
SAP icon
712
SAP
SAP
$238B
$3K ﹤0.01%
50
-40
-44% -$3.11K
SNV
713
DELISTED
Synovus
SNV
$3K ﹤0.01%
145
– –
SXC icon
714
SunCoke Energy
SXC
$797M
$3K ﹤0.01%
147
– –
WDAY icon
715
Workday
WDAY
$44.4B
$3K ﹤0.01%
33
– –
WYNN icon
716
Wynn Resorts
WYNN
$10.6B
$3K ﹤0.01%
20
– –
SPLK
717
DELISTED
Splunk Inc
SPLK
$3K ﹤0.01%
45
– –
TWTR
718
DELISTED
Twitter, Inc.
TWTR
$3K ﹤0.01%
100
– –
Y
719
DELISTED
Alleghany Corp
Y
$3K ﹤0.01%
8
– –
WPX
720
DELISTED
WPX Energy, Inc.
WPX
$3K ﹤0.01%
200
– –
TIF
721
DELISTED
Tiffany & Co.
TIF
$3K ﹤0.01%
40
– –
BGG
722
DELISTED
Briggs & Stratton Corp.
BGG
$3K ﹤0.01%
+181
New +$3.54K
GNC
723
DELISTED
GNC Holdings, Inc.
GNC
$3K ﹤0.01%
70
– –
USG
724
DELISTED
Usg
USG
$3K ﹤0.01%
+112
New +$3.18K
ATHN
725
DELISTED
Athenahealth, Inc.
ATHN
$3K ﹤0.01%
27
– –
27 28
29
30 31

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TU
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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Carroll Financial Associates held 1,053 positions worth $324M, down 9.3% from $357M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Carroll Financial Associates withdrew a net $39.8M in Q3 2014, closing 124 positions and reducing 249 holdings. Its most notable exit was Atlantic Union Bankshares, an estimated $872K position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Invesco S&P 500 Downside Hedged ETF worth $7.45M.

  • Carroll Financial Associates's largest Q3 2014 buy was Invesco S&P 500 Downside Hedged ETF: 251,160 shares worth $7.45M.
  • Carroll Financial Associates added most to Columbia Beyond BRICs ETF in Q3 2014, an estimated $1.21M increase.
  • Carroll Financial Associates's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.83M.
  • Carroll Financial Associates fully exited Atlantic Union Bankshares in Q3 2014, selling an estimated $872K.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $324M portfolio in Q3 2014.
  • Carroll Financial Associates opened 82 new positions and closed 124 in Q3 2014.
  • Carroll Financial Associates's portfolio value fell 9.3% quarter-over-quarter to $324M.

Based on Carroll Financial Associates's 13F filing for Q3 2014, filed 13 Nov 2014.