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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$204M
AUM Growth
–
Cap. Flow
+$299M
Cap. Flow %
146.65%
Top 10 Hldgs %
41.41%
Holding
807
New
803
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$36M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
3
XOM icon
ExxonMobil
XOM
+$15.7M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.8M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$12.3M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 16.89%
2 Energy 12.95%
3 Technology 12.55%
4 Healthcare 9.61%
5 Industrials 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCP
701
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
+25
New +$421
BDCL
702
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$0 ﹤0.01%
+17,850
New +$486K
FRN
703
DELISTED
Invesco Frontier Markets ETF
FRN
$0 ﹤0.01%
+1,500
New +$26.5K
ZF
704
DELISTED
Virtus Total Return Fund Inc.
ZF
$0 ﹤0.01%
+3,750
New +$48.6K
GM.WS.B
705
DELISTED
General Motors Company
GM.WS.B
$0 ﹤0.01%
+107
New +$1.6K
BSJI
706
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$0 ﹤0.01%
+25,800
New +$689K
EDGW
707
DELISTED
Edgewater Technology Inc
EDGW
$0 ﹤0.01%
+100
New +$408
SVU
708
DELISTED
SUPERVALU Inc.
SVU
$0 ﹤0.01%
+4
New +$168
PHH
709
DELISTED
PHH Corporation
PHH
$0 ﹤0.01%
+32
New +$656
FCRE
710
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
0
– –
FINL
711
DELISTED
Finish Line
FINL
$0 ﹤0.01%
+25
New +$509
GXP
712
DELISTED
Great Plains Energy Incorporated
GXP
$0 ﹤0.01%
+34
New +$790
HSNI
713
DELISTED
HSN, Inc.
HSNI
$0 ﹤0.01%
+11
New +$598
JPM.PRD.CL
714
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
$0 ﹤0.01%
+2,230
New +$56K
BRCD
715
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$0 ﹤0.01%
+125
New +$698
GS.PRI.CL
716
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
$0 ﹤0.01%
+1,365
New +$34.7K
WBMD
717
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
+3
New +$80
UTEK
718
DELISTED
Ultratech Inc.
UTEK
$0 ﹤0.01%
+13
New +$449
ELNK
719
DELISTED
EarthLink Holdings Corp.
ELNK
$0 ﹤0.01%
+100
New +$581
COB
720
DELISTED
CommunityOne Bancorp
COB
$0 ﹤0.01%
+14
New +$112
FMER
721
DELISTED
FIRSTMERIT CORP
FMER
$0 ﹤0.01%
+24
New +$428
MER.PRM
722
DELISTED
MERRILL LYNCH CAP TRII GUARANTEED TRUST PFD SECS 6.450%
MER.PRM
$0 ﹤0.01%
+100
New +$2.52K
HTS.PRA
723
DELISTED
HATTERAS FINANCIAL CORP CUM REDEEMABLE PFD SER A (MD)
HTS.PRA
$0 ﹤0.01%
+6,820
New +$172K
GM.WS.A
724
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$0 ﹤0.01%
+107
New +$2.38K
ACG
725
DELISTED
AllianceBernstein Income Fund Inc
ACG
$0 ﹤0.01%
+108
New +$866
27 28
29
30 31

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Carroll Financial Associates's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Carroll Financial Associates, which disclosed 807 positions worth $204M. Its ten largest holdings account for 41% of the portfolio.

Its largest position is KINDER MORGAN MANAGEMENT LLC: 471,455 shares worth $0.

By sector, the portfolio is most concentrated in Financials at 17% of assets, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q2 2013 buy was KINDER MORGAN MANAGEMENT LLC: 471,455 shares worth $0.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $204M portfolio in Q2 2013.
  • Carroll Financial Associates disclosed 807 positions in Q2 2013, its first 13F filing on record.

Based on Carroll Financial Associates's 13F filing for Q2 2013, filed 12 Aug 2013.