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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CW icon
676
Curtiss-Wright
CW
$26B
$63K ﹤0.01%
504
-24
-5% -$2.87K
FLQL icon
677
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.1B
$63K ﹤0.01%
1,510
– –
MCO icon
678
Moody's
MCO
$82.6B
$63K ﹤0.01%
180
+100
+125% +$37.7K
QSR icon
679
Restaurant Brands International
QSR
$25.5B
$63K ﹤0.01%
1,044
-90
-8% -$5.77K
SWKS icon
680
Skyworks Solutions
SWKS
$10.4B
$63K ﹤0.01%
383
+259
+209% +$47.4K
FSK icon
681
FS KKR Capital
FSK
$3.37B
$62K ﹤0.01%
2,853
– –
NOC icon
682
Northrop Grumman
NOC
$81.7B
$62K ﹤0.01%
173
+10
+6% +$3.61K
PAVE icon
683
Global X US Infrastructure Development ETF
PAVE
$14.4B
$62K ﹤0.01%
2,465
– –
STAG icon
684
STAG Industrial
STAG
$7.06B
$62K ﹤0.01%
1,594
-178
-10% -$7.27K
RIO icon
685
Rio Tinto
RIO
$165B
$61K ﹤0.01%
915
– –
VGLT icon
686
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
$61K ﹤0.01%
+700
New +$63.1K
XAR icon
687
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.58B
$61K ﹤0.01%
519
– –
ADERU
688
DELISTED
26 Capital Acquisition Corp Unit
ADERU
$61K ﹤0.01%
6,086
-50,000
-89% -$507K
AGGY icon
689
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$923M
$60K ﹤0.01%
1,161
+4
+0.3% +$210
ES icon
690
Eversource Energy
ES
$26.7B
$60K ﹤0.01%
744
– –
FCX icon
691
Freeport-McMoran
FCX
$96.3B
$60K ﹤0.01%
1,847
-734
-28% -$25.8K
LNT icon
692
Alliant Energy
LNT
$17.6B
$60K ﹤0.01%
1,075
-76
-7% -$4.49K
MANU icon
693
Manchester United
MANU
$3.77B
$60K ﹤0.01%
3,100
+550
+22% +$9.26K
MDYG icon
694
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$60K ﹤0.01%
802
– –
MIDU icon
695
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$80M
$60K ﹤0.01%
1,066
– –
SPTS icon
696
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$60K ﹤0.01%
1,966
– –
TEL icon
697
TE Connectivity
TEL
$63.5B
$60K ﹤0.01%
439
+14
+3% +$2.02K
INFO
698
DELISTED
IHS Markit Ltd. Common Shares
INFO
$60K ﹤0.01%
523
+9
+2% +$1.06K
AMCR icon
699
Amcor
AMCR
$21.7B
$59K ﹤0.01%
1,020
– –
DLR icon
700
Digital Realty Trust
DLR
$70.6B
$59K ﹤0.01%
409
+2
+0.5% +$314
26 27
28
29 30

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.