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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
676
Charles Schwab
SCHW
$186B
$70K ﹤0.01%
1,079
+235
+28% +$14.2K
FHLC icon
677
Fidelity MSCI Health Care Index ETF
FHLC
$3.41B
$69K ﹤0.01%
1,181
+731
+162% +$43.2K
B
678
Barrick Mining
B
$67.2B
$69K ﹤0.01%
3,527
-5,000
-59% -$108K
IHI icon
679
iShares US Medical Devices ETF
IHI
$3.47B
$69K ﹤0.01%
1,266
-10,812
-90% -$600K
PTF icon
680
Invesco Dorsey Wright Technology Momentum ETF
PTF
$628M
$69K ﹤0.01%
1,440
– –
GIC icon
681
Global Industrial
GIC
$1.5B
$68K ﹤0.01%
+1,661
New +$65.6K
HOLX
682
DELISTED
Hologic
HOLX
$68K ﹤0.01%
+916
New +$69.5K
ROP icon
683
Roper Technologies
ROP
$39.5B
$68K ﹤0.01%
169
+6
+4% +$2.41K
XLU icon
684
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$68K ﹤0.01%
2,130
+44
+2% +$1.36K
CAG icon
685
Conagra Brands
CAG
$7.14B
$67K ﹤0.01%
1,806
– –
CPB icon
686
Campbell Soup
CPB
$6.78B
$67K ﹤0.01%
1,337
– –
FTNT icon
687
Fortinet
FTNT
$119B
$67K ﹤0.01%
1,820
– –
HYS icon
688
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$67K ﹤0.01%
677
– –
SCHF icon
689
Schwab International Equity ETF
SCHF
$68.5B
$67K ﹤0.01%
3,606
– –
XSD icon
690
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$67K ﹤0.01%
369
-291
-44% -$53.7K
CDC icon
691
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$744M
$66K ﹤0.01%
1,064
– –
EIX icon
692
Edison International
EIX
$26.9B
$66K ﹤0.01%
1,132
– –
LYB icon
693
LyondellBasell Industries
LYB
$20.7B
$66K ﹤0.01%
635
– –
PID icon
694
Invesco International Dividend Achievers ETF
PID
$913M
$66K ﹤0.01%
4,000
– –
BND icon
695
Vanguard Total Bond Market
BND
$161B
$65K ﹤0.01%
774
-56
-7% -$4.83K
FDLO icon
696
Fidelity Low Volatility Factor ETF
FDLO
$1.46B
$65K ﹤0.01%
1,500
– –
NVR icon
697
NVR
NVR
$17.1B
$65K ﹤0.01%
14
– –
DELL icon
698
Dell
DELL
$285B
$64K ﹤0.01%
1,452
– –
ES icon
699
Eversource Energy
ES
$26.8B
$64K ﹤0.01%
742
-62
-8% -$5.26K
K
700
DELISTED
Kellanova
K
$64K ﹤0.01%
1,085
– –
26 27
28
29 30

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.