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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EA
676
DELISTED
Electronic Arts
EA
$45K ﹤0.01%
342
+290
+558% +$34.3K
HEDJ icon
677
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.88B
$45K ﹤0.01%
1,484
– –
KLAC icon
678
KLA
KLAC
$263B
$45K ﹤0.01%
2,340
-90
-4% -$1.54K
MBB icon
679
iShares MBS ETF
MBB
$39B
$45K ﹤0.01%
408
+17
+4% +$1.88K
NVR icon
680
NVR
NVR
$17B
$45K ﹤0.01%
14
-40
-74% -$123K
PPL
681
PPL Corp
PPL
$26.5B
$45K ﹤0.01%
1,747
+139
+9% +$3.62K
TRU icon
682
TransUnion
TRU
$15.1B
$45K ﹤0.01%
519
-273
-34% -$21.8K
WMB icon
683
Williams Companies
WMB
$88.2B
$45K ﹤0.01%
2,404
-374
-13% -$6.96K
APH icon
684
Amphenol
APH
$212B
$44K ﹤0.01%
1,840
– –
DOC icon
685
Healthpeak Properties
DOC
$14.2B
$44K ﹤0.01%
1,600
– –
PNOV icon
686
Innovator US Equity Power Buffer ETF November
PNOV
$896M
$44K ﹤0.01%
+1,700
New +$42.9K
RBA icon
687
RB Global
RBA
$16.9B
$44K ﹤0.01%
1,101
-771
-41% -$31.5K
USMF icon
688
WisdomTree US Multifactor Fund
USMF
$303M
$44K ﹤0.01%
1,500
– –
VOD icon
689
Vodafone
VOD
$36.4B
$44K ﹤0.01%
2,807
+85
+3% +$1.28K
BUD icon
690
AB InBev
BUD
$159B
$43K ﹤0.01%
888
+100
+13% +$4.67K
CBRE icon
691
CBRE Group
CBRE
$42.5B
$43K ﹤0.01%
955
+134
+16% +$5.78K
MDYG icon
692
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.96B
$43K ﹤0.01%
802
-17,753
-96% -$885K
WSM icon
693
Williams-Sonoma
WSM
$29.7B
$43K ﹤0.01%
1,052
– –
SNSR icon
694
Global X Internet of Things ETF
SNSR
$223M
$42K ﹤0.01%
1,766
– –
FBNC icon
695
First Bancorp
FBNC
$2.69B
$41K ﹤0.01%
1,650
– –
FTNT icon
696
Fortinet
FTNT
$119B
$41K ﹤0.01%
1,500
– –
CW icon
697
Curtiss-Wright
CW
$26.4B
$40K ﹤0.01%
453
+53
+13% +$5.05K
GDXJ icon
698
VanEck Junior Gold Miners ETF
GDXJ
$8.54B
$40K ﹤0.01%
815
-795
-49% -$33.7K
PEG icon
699
Public Service Enterprise Group
PEG
$37.3B
$39K ﹤0.01%
803
+136
+20% +$6.78K
UJUN icon
700
Innovator US Equity Ultra Buffer ETF June
UJUN
$189M
$39K ﹤0.01%
1,488
– –
26 27
28
29 30

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RFA
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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.