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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
676
Delta Air Lines
DAL
$58.9B
$32K ﹤0.01%
1,147
+725
+172% +$35.9K
HES
677
DELISTED
Hess
HES
$32K ﹤0.01%
976
-353
-27% -$19.1K
PLD icon
678
Prologis
PLD
$133B
$32K ﹤0.01%
406
-603
-60% -$52.7K
PTF icon
679
Invesco Dorsey Wright Technology Momentum ETF
PTF
$657M
$32K ﹤0.01%
1,440
– –
RSG icon
680
Republic Services
RSG
$66.5B
$32K ﹤0.01%
438
– –
SNSR icon
681
Global X Internet of Things ETF
SNSR
$224M
$32K ﹤0.01%
1,766
+986
+126% +$21.6K
TD icon
682
Toronto Dominion Bank
TD
$203B
$32K ﹤0.01%
777
+641
+471% +$32.9K
WRB icon
683
W.R. Berkley
WRB
$26.1B
$32K ﹤0.01%
1,400
+50
+4% +$1.49K
AMJ
684
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$32K ﹤0.01%
3,618
– –
FRC
685
DELISTED
First Republic Bank
FRC
$32K ﹤0.01%
395
-10
-2% -$1.06K
WBK
686
DELISTED
Westpac Banking Corporation
WBK
$32K ﹤0.01%
+3,144
New +$46.7K
AIVL icon
687
WisdomTree US AI Enhanced Value Fund
AIVL
$434M
$31K ﹤0.01%
485
– –
EELV icon
688
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$425M
$31K ﹤0.01%
1,811
-178,139
-99% -$3.82M
EMN icon
689
Eastman Chemical
EMN
$8.34B
$31K ﹤0.01%
673
– –
EPR icon
690
EPR Properties
EPR
$4.65B
$31K ﹤0.01%
1,293
+1,264
+4,359% +$72.5K
GDX icon
691
VanEck Gold Miners ETF
GDX
$27.9B
$31K ﹤0.01%
1,385
-100
-7% -$2.74K
RWR icon
692
State Street SPDR Dow Jones REIT ETF
RWR
$1.87B
$31K ﹤0.01%
436
-156
-26% -$14.8K
TPLC icon
693
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$316M
$31K ﹤0.01%
1,516
-42
-3% -$1.07K
ALLY icon
694
Ally Financial
ALLY
$13.3B
$30K ﹤0.01%
2,104
+785
+60% +$20.6K
BNS icon
695
Scotiabank
BNS
$109B
$30K ﹤0.01%
750
– –
CBRE icon
696
CBRE Group
CBRE
$42.7B
$30K ﹤0.01%
821
+9
+1% +$497
CPRT icon
697
Copart
CPRT
$26.7B
$30K ﹤0.01%
1,760
-10,780
-86% -$240K
FTNT icon
698
Fortinet
FTNT
$120B
$30K ﹤0.01%
1,500
– –
FTV icon
699
Fortive
FTV
$18.5B
$30K ﹤0.01%
867
+130
+18% +$5.68K
IONS icon
700
Ionis Pharmaceuticals
IONS
$9.45B
$30K ﹤0.01%
641
– –
26 27
28
29 30

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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.