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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFE icon
676
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$45K ﹤0.01%
700
– –
CART
677
DELISTED
Carolina Trust BancShares
CART
$45K ﹤0.01%
3,484
– –
AIVL icon
678
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$44K ﹤0.01%
485
– –
DIOD icon
679
Diodes
DIOD
$4.84B
$44K ﹤0.01%
+796
New +$36.8K
IGIB icon
680
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$44K ﹤0.01%
772
– –
IJS icon
681
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$44K ﹤0.01%
558
– –
FORM icon
682
FormFactor
FORM
$9.17B
$43K ﹤0.01%
+1,673
New +$37.7K
GDX icon
683
VanEck Gold Miners ETF
GDX
$27.4B
$43K ﹤0.01%
1,485
-6,873
-82% -$188K
VFH icon
684
Vanguard Financials ETF
VFH
$13.8B
$43K ﹤0.01%
567
+215
+61% +$15.7K
PRFT
685
DELISTED
Perficient Inc
PRFT
$43K ﹤0.01%
+942
New +$38.4K
SFHY
686
DELISTED
WisdomTree U.S. Short Term High Yield Corporate Bond Fund
SFHY
$43K ﹤0.01%
857
– –
BNS icon
687
Scotiabank
BNS
$108B
$42K ﹤0.01%
750
– –
CCOI icon
688
Cogent Communications
CCOI
$508M
$42K ﹤0.01%
+643
New +$38.8K
CW icon
689
Curtiss-Wright
CW
$25.5B
$42K ﹤0.01%
300
– –
EFX icon
690
Equifax
EFX
$21.4B
$42K ﹤0.01%
300
– –
NSIT icon
691
Insight Enterprises
NSIT
$4.38B
$42K ﹤0.01%
+605
New +$38.1K
NWN icon
692
Northwest Natural Holdings
NWN
$2.12B
$42K ﹤0.01%
575
– –
TPLC icon
693
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$314M
$42K ﹤0.01%
1,558
– –
CCMP
694
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$42K ﹤0.01%
293
+273
+1,365% +$38.7K
APPF icon
695
AppFolio
APPF
$7.04B
$41K ﹤0.01%
+378
New +$38.6K
FIVN icon
696
FIVE9
FIVN
$2.54B
$41K ﹤0.01%
+640
New +$39.2K
TSN icon
697
Tyson Foods
TSN
$20.4B
$41K ﹤0.01%
455
– –
VRNS icon
698
Varonis Systems
VRNS
$5B
$41K ﹤0.01%
+1,584
New +$37.6K
WRB icon
699
W.R. Berkley
WRB
$26.6B
$41K ﹤0.01%
1,350
– –
FLXN
700
DELISTED
Flexion Therapeutics, Inc.
FLXN
$41K ﹤0.01%
2,000
– –
26 27
28
29 30

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Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.