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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
676
Tyson Foods
TSN
$20.4B
$28K ﹤0.01%
409
– –
ZIV
677
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$28K ﹤0.01%
387
-801
-67% -$56.3K
ACB
678
Aurora Cannabis
ACB
$185M
$27K ﹤0.01%
+26
New +$23.3K
AIG icon
679
American International
AIG
$41.3B
$27K ﹤0.01%
636
+91
+17% +$3.89K
CPRT icon
680
Copart
CPRT
$27.5B
$27K ﹤0.01%
1,844
+68
+4% +$924
DIAX
681
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$27K ﹤0.01%
1,500
– –
ERC
682
Allspring Multi-Sector Income Fund
ERC
$259M
$27K ﹤0.01%
2,235
– –
FDL icon
683
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$27K ﹤0.01%
910
– –
HAIN icon
684
Hain Celestial
HAIN
$53.7M
$27K ﹤0.01%
1,184
+1,024
+640% +$19.7K
HDEF icon
685
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
$27K ﹤0.01%
1,200
– –
LYB icon
686
LyondellBasell Industries
LYB
$19.2B
$27K ﹤0.01%
323
-20
-6% -$1.73K
SCHF icon
687
Schwab International Equity ETF
SCHF
$68.7B
$27K ﹤0.01%
1,738
+334
+24% +$5.09K
SCHG icon
688
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$27K ﹤0.01%
2,768
-576
-17% -$5.45K
WAB icon
689
Wabtec
WAB
$49.3B
$27K ﹤0.01%
+377
New +$27.2K
CMP icon
690
Compass Minerals
CMP
$1.15B
$26K ﹤0.01%
495
-28
-5% -$1.42K
UYG icon
691
ProShares Ultra Financials
UYG
$845M
$26K ﹤0.01%
660
– –
CP icon
692
Canadian Pacific Kansas City
CP
$80.5B
$25K ﹤0.01%
625
– –
ERIE icon
693
Erie Indemnity
ERIE
$13.2B
$25K ﹤0.01%
+141
New +$22.6K
FTA icon
694
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$25K ﹤0.01%
490
– –
HEI icon
695
HEICO Corp
HEI
$51.4B
$25K ﹤0.01%
266
– –
KLAC icon
696
KLA
KLAC
$259B
$25K ﹤0.01%
2,110
+30
+1% +$323
OBOR icon
697
Kraneshares MSCI One Belt One Road Index ETF
OBOR
$4.14M
$25K ﹤0.01%
1,085
– –
RPG icon
698
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$25K ﹤0.01%
1,100
– –
LSXMK
699
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$25K ﹤0.01%
886
-269
-23% -$8.12K
CNC icon
700
Centene
CNC
$32.5B
$24K ﹤0.01%
457
+257
+129% +$15.6K
26 27
28
29 30

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.