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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEM icon
676
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$22K ﹤0.01%
506
+306
+153% +$13.3K
EBAY icon
677
eBay
EBAY
$47.9B
$22K ﹤0.01%
694
-87
-11% -$3.02K
ESS icon
678
Essex Property Trust
ESS
$18.2B
$22K ﹤0.01%
89
-30
-25% -$7.22K
IEI icon
679
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$22K ﹤0.01%
185
– –
PCEF icon
680
Invesco CEF Income Composite ETF
PCEF
$817M
$22K ﹤0.01%
1,000
– –
PRLB icon
681
Protolabs
PRLB
$2.14B
$22K ﹤0.01%
140
– –
P
682
Everpure Inc
P
$32.6B
$22K ﹤0.01%
874
+500
+134% +$12.4K
SHV icon
683
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$22K ﹤0.01%
200
– –
TEL icon
684
TE Connectivity
TEL
$62B
$22K ﹤0.01%
253
+1
+0.4% +$92
UTG icon
685
Reaves Utility Income Fund
UTG
$3.59B
$22K ﹤0.01%
726
– –
VYM icon
686
Vanguard High Dividend Yield ETF
VYM
$83.7B
$22K ﹤0.01%
255
– –
INFO
687
DELISTED
IHS Markit Ltd. Common Shares
INFO
$22K ﹤0.01%
413
– –
BBDC icon
688
Barings BDC
BBDC
$980M
$21K ﹤0.01%
2,100
– –
BKD icon
689
Brookdale Senior Living
BKD
$3.27B
$21K ﹤0.01%
2,167
– –
CSGP icon
690
CoStar Group
CSGP
$12.8B
$21K ﹤0.01%
500
– –
DAL icon
691
Delta Air Lines
DAL
$58.7B
$21K ﹤0.01%
374
-2
-0.5% -$110
KLAC icon
692
KLA
KLAC
$252B
$21K ﹤0.01%
2,070
+20
+1% +$219
NNN icon
693
NNN REIT
NNN
$8.8B
$21K ﹤0.01%
470
– –
PDM
694
Piedmont Realty Trust
PDM
$1.16B
$21K ﹤0.01%
1,162
– –
RSG icon
695
Republic Services
RSG
$65.7B
$21K ﹤0.01%
300
– –
SKYY icon
696
First Trust Cloud Computing ETF
SKYY
$3.22B
$21K ﹤0.01%
379
– –
BPL
697
DELISTED
Buckeye Partners, L.P.
BPL
$21K ﹤0.01%
600
+150
+33% +$5.37K
BF.B icon
698
Brown-Forman Class B
BF.B
$12.9B
$20K ﹤0.01%
411
– –
CGW icon
699
Invesco S&P Global Water Index ETF
CGW
$1.07B
$20K ﹤0.01%
589
– –
EWJ icon
700
iShares MSCI Japan ETF
EWJ
$22.6B
$20K ﹤0.01%
336
– –
26 27
28
29 30

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6M
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.