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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOO icon
676
VanEck Agribusiness ETF
MOO
$978M
$20K ﹤0.01%
330
– –
PDM
677
Piedmont Realty Trust
PDM
$1.16B
$20K ﹤0.01%
1,162
– –
SBAC icon
678
SBA Communications
SBAC
$19.2B
$20K ﹤0.01%
120
– –
SRV
679
NXG Cushing Midstream Energy Fund
SRV
$216M
$20K ﹤0.01%
+500
New +$23.6K
UTG icon
680
Reaves Utility Income Fund
UTG
$3.59B
$20K ﹤0.01%
726
-166
-19% -$4.82K
WEN icon
681
Wendy's
WEN
$1.39B
$20K ﹤0.01%
1,171
+1
+0.1% +$17
ULTI
682
DELISTED
Ultimate Software Group Inc
ULTI
$20K ﹤0.01%
83
– –
BWA icon
683
BorgWarner
BWA
$14.1B
$19K ﹤0.01%
442
– –
MDYG icon
684
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.93B
$19K ﹤0.01%
+369
New +$19.6K
MTB icon
685
M&T Bank
MTB
$36.3B
$19K ﹤0.01%
107
-19
-15% -$3.54K
RSG icon
686
Republic Services
RSG
$65.7B
$19K ﹤0.01%
+300
New +$20.1K
STX icon
687
Seagate
STX
$182B
$19K ﹤0.01%
326
+53
+19% +$2.82K
GAP
688
The Gap Inc
GAP
$7.74B
$19K ﹤0.01%
637
– –
INFO
689
DELISTED
IHS Markit Ltd. Common Shares
INFO
$19K ﹤0.01%
405
– –
NNC
690
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$19K ﹤0.01%
1,627
+900
+124% +$11.3K
OCLR
691
DELISTED
Oclaro Inc.
OCLR
$19K ﹤0.01%
2,000
– –
BBVA icon
692
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$18K ﹤0.01%
2,337
-25
-1% -$215
BKNG icon
693
Booking.com
BKNG
$160B
$18K ﹤0.01%
225
– –
CHD icon
694
Church & Dwight Co
CHD
$24.5B
$18K ﹤0.01%
364
-40
-10% -$1.97K
CSGP icon
695
CoStar Group
CSGP
$12.8B
$18K ﹤0.01%
500
-10
-2% -$345
ETG
696
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
$18K ﹤0.01%
1,080
– –
HEI icon
697
HEICO Corp
HEI
$50.9B
$18K ﹤0.01%
268
-68
-20% -$4.45K
HPQ icon
698
HP
HPQ
$27.3B
$18K ﹤0.01%
821
+2
+0.2% +$45
IYT icon
699
iShares US Transportation ETF
IYT
$2.27B
$18K ﹤0.01%
400
– –
MCO icon
700
Moody's
MCO
$82.8B
$18K ﹤0.01%
114
+17
+18% +$2.75K
26 27
28
29 30

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.