We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBAC icon
676
SBA Communications
SBAC
$19.5B
$19K ﹤0.01%
120
-7
-6% -$1.11K
TCPC icon
677
BlackRock TCP Capital
TCPC
$346M
$19K ﹤0.01%
+1,299
New +$20.8K
TDG icon
678
TransDigm Group
TDG
$67.7B
$19K ﹤0.01%
72
– –
WEN icon
679
Wendy's
WEN
$1.47B
$19K ﹤0.01%
1,170
+118
+11% +$1.79K
TWTR
680
DELISTED
Twitter, Inc.
TWTR
$19K ﹤0.01%
799
– –
PBCT
681
DELISTED
People's United Financial Inc
PBCT
$19K ﹤0.01%
1,035
+144
+16% +$2.67K
VER
682
DELISTED
VEREIT, Inc.
VER
$19K ﹤0.01%
500
– –
CHL
683
DELISTED
China Mobile Limited
CHL
$19K ﹤0.01%
377
– –
ADSK icon
684
Autodesk
ADSK
$52.6B
$18K ﹤0.01%
173
– –
EHI
685
Western Asset Global High Income Fund
EHI
$178M
$18K ﹤0.01%
1,820
– –
ETG
686
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$18K ﹤0.01%
1,080
– –
JNK icon
687
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.93B
$18K ﹤0.01%
164
-18
-10% -$1.99K
KR icon
688
Kroger
KR
$34.8B
$18K ﹤0.01%
665
– –
MDU icon
689
MDU Resources
MDU
$4.29B
$18K ﹤0.01%
1,775
– –
PCN
690
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$18K ﹤0.01%
1,080
– –
PIZ icon
691
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$756M
$18K ﹤0.01%
654
– –
REG icon
692
Regency Centers
REG
$14.1B
$18K ﹤0.01%
266
+89
+50% +$5.88K
VDE icon
693
Vanguard Energy ETF
VDE
$9.74B
$18K ﹤0.01%
187
– –
INFO
694
DELISTED
IHS Markit Ltd. Common Shares
INFO
$18K ﹤0.01%
405
– –
MLPI
695
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$18K ﹤0.01%
753
-200
-21% -$4.76K
GFY
696
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$18K ﹤0.01%
+1,069
New +$18.4K
ULTI
697
DELISTED
Ultimate Software Group Inc
ULTI
$18K ﹤0.01%
83
– –
IRR
698
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$18K ﹤0.01%
3,000
– –
AG icon
699
First Majestic Silver
AG
$9.06B
$17K ﹤0.01%
2,591
+891
+52% +$6.15K
EXG icon
700
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$17K ﹤0.01%
1,887
+1,142
+153% +$10.7K
26 27
28
29 30

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.