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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
676
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$19K ﹤0.01%
2,368
+1,664
+236% +$13.5K
TDG icon
677
TransDigm Group
TDG
$67.7B
$19K ﹤0.01%
72
+18
+33% +$4.87K
IRR
678
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$19K ﹤0.01%
3,000
– –
CHL
679
DELISTED
China Mobile Limited
CHL
$19K ﹤0.01%
377
+18
+5% +$959
EHI
680
Western Asset Global High Income Fund
EHI
$178M
$18K ﹤0.01%
1,820
– –
EQIX icon
681
Equinix
EQIX
$103B
$18K ﹤0.01%
42
– –
ETG
682
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$18K ﹤0.01%
1,080
– –
ETV
683
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$18K ﹤0.01%
1,175
– –
HES
684
DELISTED
Hess
HES
$18K ﹤0.01%
401
– –
LOPE icon
685
Grand Canyon Education
LOPE
$3.98B
$18K ﹤0.01%
205
– –
MDU icon
686
MDU Resources
MDU
$4.3B
$18K ﹤0.01%
1,775
– –
MTB icon
687
M&T Bank
MTB
$36.2B
$18K ﹤0.01%
113
– –
NGG icon
688
National Grid
NGG
$81.3B
$18K ﹤0.01%
331
– –
NPO icon
689
Enpro
NPO
$7.05B
$18K ﹤0.01%
225
– –
PCN
690
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$18K ﹤0.01%
1,080
– –
SBAC icon
691
SBA Communications
SBAC
$19.5B
$18K ﹤0.01%
127
– –
TRI icon
692
Thomson Reuters
TRI
$44.1B
$18K ﹤0.01%
345
– –
GAP
693
The Gap Inc
GAP
$7.37B
$18K ﹤0.01%
637
-155
-20% -$3.81K
IBKC
694
DELISTED
IBERIABANK Corp
IBKC
$18K ﹤0.01%
230
– –
ADNT icon
695
Adient
ADNT
$1.5B
$17K ﹤0.01%
204
-262
-56% -$18.6K
ANF icon
696
Abercrombie & Fitch
ANF
$5B
$17K ﹤0.01%
1,204
– –
BKNG icon
697
Booking.com
BKNG
$161B
$17K ﹤0.01%
225
+25
+13% +$1.9K
CHD icon
698
Church & Dwight Co
CHD
$24.5B
$17K ﹤0.01%
364
– –
DOV icon
699
Dover
DOV
$28.4B
$17K ﹤0.01%
235
– –
FFC
700
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$17K ﹤0.01%
800
– –
26 27
28
29 30

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.