CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEA icon
676
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$19K ﹤0.01%
1,398
– –
SLX icon
677
VanEck Steel ETF
SLX
$81.8M
$19K ﹤0.01%
500
– –
TVTX icon
678
Travere Therapeutics
TVTX
$2.43B
$19K ﹤0.01%
1,000
– –
CHS
679
DELISTED
Chicos FAS, Inc.
CHS
$19K ﹤0.01%
2,070
-500
-19% -$4.59K
DATA
680
DELISTED
Tableau Software, Inc.
DATA
$19K ﹤0.01%
325
– –
CHL
681
DELISTED
China Mobile Limited
CHL
$19K ﹤0.01%
359
-42
-10% -$2.22K
RHT
682
DELISTED
Red Hat Inc
RHT
$19K ﹤0.01%
200
– –
RPG icon
683
Invesco S&P 500 Pure Growth ETF
RPG
$1.75B
$18K ﹤0.01%
975
– –
SLV icon
684
iShares Silver Trust
SLV
$20.2B
$18K ﹤0.01%
1,195
– –
CHD icon
685
Church & Dwight Co
CHD
$22.7B
$18K ﹤0.01%
364
– –
CNX icon
686
CNX Resources
CNX
$4.14B
$18K ﹤0.01%
1,500
– –
CSGP icon
687
CoStar Group
CSGP
$36.6B
$18K ﹤0.01%
720
-50
-6% -$1.25K
EHI
688
Western Asset Global High Income Fund
EHI
$200M
$18K ﹤0.01%
1,820
– –
EMN icon
689
Eastman Chemical
EMN
$7.47B
$18K ﹤0.01%
219
– –
EQIX icon
690
Equinix
EQIX
$76.4B
$18K ﹤0.01%
42
-3
-7% -$1.29K
ETG
691
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.61B
$18K ﹤0.01%
1,080
– –
FBT icon
692
First Trust NYSE Arca Biotechnology Index Fund
FBT
$1.06B
$18K ﹤0.01%
161
– –
JNK icon
693
SPDR Bloomberg High Yield Bond ETF
JNK
$8.1B
$18K ﹤0.01%
164
– –
KLAC icon
694
KLA
KLAC
$123B
$18K ﹤0.01%
201
+1
+0.5% +$90
KRE icon
695
SPDR S&P Regional Banking ETF
KRE
$4.23B
$18K ﹤0.01%
335
+135
+68% +$7.25K
KYN icon
696
Kayne Anderson Energy Infrastructure Fund
KYN
$2.05B
$18K ﹤0.01%
1,000
– –
MTB icon
697
M&T Bank
MTB
$31B
$18K ﹤0.01%
113
+72
+176% +$11.5K
NGG icon
698
National Grid
NGG
$70.1B
$18K ﹤0.01%
327
-1
-0.3% -$55
NULV icon
699
Nuveen ESG Large-Cap Value ETF
NULV
$1.78B
$18K ﹤0.01%
+693
New +$18K
PCN
700
PIMCO Corporate & Income Strategy Fund
PCN
$851M
$18K ﹤0.01%
1,080
– –
26 27
28
29 30