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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
676
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$19K ﹤0.01%
1,398
– –
SLX icon
677
VanEck Steel ETF
SLX
$174M
$19K ﹤0.01%
500
– –
TVTX icon
678
Travere Therapeutics
TVTX
$5.11B
$19K ﹤0.01%
1,000
– –
CHS
679
DELISTED
Chicos FAS, Inc.
CHS
$19K ﹤0.01%
2,070
-500
-19% -$5.78K
DATA
680
DELISTED
Tableau Software, Inc.
DATA
$19K ﹤0.01%
325
– –
CHL
681
DELISTED
China Mobile Limited
CHL
$19K ﹤0.01%
359
-42
-10% -$2.28K
RHT
682
DELISTED
Red Hat Inc
RHT
$19K ﹤0.01%
200
– –
CHD icon
683
Church & Dwight Co
CHD
$24.4B
$18K ﹤0.01%
364
– –
CNX icon
684
CNX Resources
CNX
$5.27B
$18K ﹤0.01%
1,500
– –
CSGP icon
685
CoStar Group
CSGP
$12.1B
$18K ﹤0.01%
720
-50
-6% -$1.22K
EHI
686
Western Asset Global High Income Fund
EHI
$176M
$18K ﹤0.01%
1,820
– –
EMN icon
687
Eastman Chemical
EMN
$8.45B
$18K ﹤0.01%
219
– –
EQIX icon
688
Equinix
EQIX
$104B
$18K ﹤0.01%
42
-3
-7% -$1.27K
ETG
689
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
$18K ﹤0.01%
1,080
– –
FBT icon
690
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.73B
$18K ﹤0.01%
161
– –
JNK icon
691
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$18K ﹤0.01%
164
– –
KLAC icon
692
KLA
KLAC
$255B
$18K ﹤0.01%
2,010
+10
+0.5% +$100
KRE icon
693
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
$18K ﹤0.01%
335
+135
+68% +$7.26K
KYN icon
694
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$18K ﹤0.01%
1,000
– –
MTB icon
695
M&T Bank
MTB
$36.2B
$18K ﹤0.01%
113
+72
+176% +$11.4K
NGG icon
696
National Grid
NGG
$80.9B
$18K ﹤0.01%
331
-2
-0.6% -$122
NULV icon
697
Nuveen ESG Large-Cap Value ETF
NULV
$2.26B
$18K ﹤0.01%
+693
New +$18K
PCN
698
PIMCO Corporate & Income Strategy Fund
PCN
$874M
$18K ﹤0.01%
1,080
– –
QQEW icon
699
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
$18K ﹤0.01%
350
– –
RPG icon
700
Invesco S&P 500 Pure Growth ETF
RPG
$2.11B
$18K ﹤0.01%
975
– –
26 27
28
29 30

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.