We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKT icon
676
Tanger
SKT
$4.52B
$19K ﹤0.01%
600
– –
VOD icon
677
Vodafone
VOD
$37.4B
$19K ﹤0.01%
725
+257
+55% +$6.58K
WPP icon
678
WPP
WPP
$5.94B
$19K ﹤0.01%
182
– –
S
679
DELISTED
Sprint Corporation
S
$19K ﹤0.01%
2,271
– –
IRR
680
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$19K ﹤0.01%
3,000
– –
A icon
681
Agilent Technologies
A
$41.2B
$18K ﹤0.01%
352
– –
CGW icon
682
Invesco S&P Global Water Index ETF
CGW
$1.08B
$18K ﹤0.01%
589
– –
CHD icon
683
Church & Dwight Co
CHD
$24.5B
$18K ﹤0.01%
364
– –
CP icon
684
Canadian Pacific Kansas City
CP
$80.5B
$18K ﹤0.01%
625
– –
EHI
685
Western Asset Global High Income Fund
EHI
$178M
$18K ﹤0.01%
1,820
– –
EQIX icon
686
Equinix
EQIX
$103B
$18K ﹤0.01%
45
-12
-21% -$4.56K
EWJ icon
687
iShares MSCI Japan ETF
EWJ
$23B
$18K ﹤0.01%
352
+81
+30% +$4.14K
GUT
688
Gabelli Utility Trust
GUT
$559M
$18K ﹤0.01%
2,770
– –
HSBC icon
689
HSBC
HSBC
$356B
$18K ﹤0.01%
515
– –
JNK icon
690
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$18K ﹤0.01%
164
-12
-7% -$1.32K
MDU icon
691
MDU Resources
MDU
$4.32B
$18K ﹤0.01%
1,775
– –
NEA icon
692
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$18K ﹤0.01%
1,398
– –
NTES icon
693
NetEase
NTES
$84.7B
$18K ﹤0.01%
320
-70
-18% -$3.77K
QQEW icon
694
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$18K ﹤0.01%
350
-50
-13% -$2.5K
SBAC icon
695
SBA Communications
SBAC
$19.5B
$18K ﹤0.01%
155
– –
TVTX icon
696
Travere Therapeutics
TVTX
$5.78B
$18K ﹤0.01%
+1,000
New +$19.6K
PXD
697
DELISTED
Pioneer Natural Resource Co.
PXD
$18K ﹤0.01%
100
– –
IBKC
698
DELISTED
IBERIABANK Corp
IBKC
$18K ﹤0.01%
230
– –
ULTI
699
DELISTED
Ultimate Software Group Inc
ULTI
$18K ﹤0.01%
95
– –
CAB
700
DELISTED
Cabela's Inc
CAB
$18K ﹤0.01%
351
– –
26 27
28
29 30

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.