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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
676
Vanguard Health Care ETF
VHT
$18.6B
$17K ﹤0.01%
136
– –
BSJJ
677
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$17K ﹤0.01%
725
– –
ULTI
678
DELISTED
Ultimate Software Group Inc
ULTI
$17K ﹤0.01%
95
– –
OKS
679
DELISTED
Oneok Partners LP
OKS
$17K ﹤0.01%
400
– –
SWFT
680
DELISTED
Swift Transportation Company
SWFT
$17K ﹤0.01%
700
– –
A icon
681
Agilent Technologies
A
$41.2B
$16K ﹤0.01%
352
– –
CGW icon
682
Invesco S&P Global Water Index ETF
CGW
$1.08B
$16K ﹤0.01%
589
– –
CHD icon
683
Church & Dwight Co
CHD
$24.5B
$16K ﹤0.01%
364
– –
HPQ icon
684
HP
HPQ
$27.5B
$16K ﹤0.01%
1,137
– –
HYZD icon
685
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
$16K ﹤0.01%
685
– –
NAVI icon
686
Navient
NAVI
$853M
$16K ﹤0.01%
1,000
– –
NTES icon
687
NetEase
NTES
$84.7B
$16K ﹤0.01%
390
– –
RPG icon
688
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$16K ﹤0.01%
975
– –
SBAC icon
689
SBA Communications
SBAC
$19.5B
$16K ﹤0.01%
155
– –
TEL icon
690
TE Connectivity
TEL
$62.6B
$16K ﹤0.01%
238
– –
ULTA icon
691
Ulta Beauty
ULTA
$24.3B
$16K ﹤0.01%
63
– –
AEG icon
692
Aegon
AEG
$14.1B
$15K ﹤0.01%
3,596
– –
EMN icon
693
Eastman Chemical
EMN
$8.42B
$15K ﹤0.01%
209
-530
-72% -$38.3K
ETG
694
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$15K ﹤0.01%
1,080
– –
FFC
695
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$15K ﹤0.01%
800
– –
FMS icon
696
Fresenius Medical Care
FMS
$12.9B
$15K ﹤0.01%
360
– –
GNTX icon
697
Gentex
GNTX
$5.07B
$15K ﹤0.01%
776
– –
HP icon
698
Helmerich & Payne
HP
$3.71B
$15K ﹤0.01%
200
– –
KLAC icon
699
KLA
KLAC
$259B
$15K ﹤0.01%
2,000
– –
MOS icon
700
The Mosaic Company
MOS
$7.33B
$15K ﹤0.01%
542
-4
-0.7% -$107
26 27
28
29 30

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.