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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFE
676
DELISTED
Safeguard Scientifics, Inc.
SFE
$14K ﹤0.01%
1,000
– –
BBBY
677
DELISTED
Bed Bath & Beyond Inc
BBBY
$14K ﹤0.01%
309
– –
ATHN
678
DELISTED
Athenahealth, Inc.
ATHN
$14K ﹤0.01%
88
– –
BOJA
679
DELISTED
Bojangles', Inc. Common Stock
BOJA
$14K ﹤0.01%
940
– –
GGP
680
DELISTED
GGP Inc.
GGP
$14K ﹤0.01%
517
– –
ALB icon
681
Albemarle
ALB
$15.5B
$13K ﹤0.01%
249
-12
-5% -$618
BG icon
682
Bunge Global
BG
$20.8B
$13K ﹤0.01%
204
+181
+787% +$12.8K
CHY
683
Calamos Convertible and High Income Fund
CHY
$1.06B
$13K ﹤0.01%
1,300
– –
FWONA icon
684
Liberty Media Series A
FWONA
$23.6B
$13K ﹤0.01%
498
-414
-45% -$11K
ITUB icon
685
Itaú Unibanco
ITUB
$87.5B
$13K ﹤0.01%
4,610
+2,986
+184% +$9.48K
IYR icon
686
iShares US Real Estate ETF
IYR
$4.57B
$13K ﹤0.01%
178
– –
KLAC icon
687
KLA
KLAC
$259B
$13K ﹤0.01%
2,000
– –
LBTYA icon
688
Liberty Global Class A
LBTYA
$3.6B
$13K ﹤0.01%
363
+8
+2% +$302
MAR icon
689
Marriott International
MAR
$92.3B
$13K ﹤0.01%
200
– –
MCHP icon
690
Microchip Technology
MCHP
$46B
$13K ﹤0.01%
570
-320
-36% -$7.51K
OHI icon
691
Omega Healthcare
OHI
$14.7B
$13K ﹤0.01%
393
– –
PPH icon
692
VanEck Pharmaceutical ETF
PPH
$988M
$13K ﹤0.01%
200
– –
PSMT icon
693
Pricesmart
PSMT
$5.46B
$13K ﹤0.01%
160
– –
SMFG icon
694
Sumitomo Mitsui Financial
SMFG
$164B
$13K ﹤0.01%
1,832
-52
-3% -$409
TRP icon
695
TC Energy
TRP
$65.9B
$13K ﹤0.01%
420
– –
VTWG icon
696
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$13K ﹤0.01%
129
– –
XNTK icon
697
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$13K ﹤0.01%
258
– –
BECN
698
DELISTED
Beacon Roofing Supply, Inc.
BECN
$13K ﹤0.01%
335
– –
IHS
699
DELISTED
IHS INC CL-A COM STK
IHS
$13K ﹤0.01%
110
– –
CPB icon
700
Campbell Soup
CPB
$6.87B
$12K ﹤0.01%
243
– –
26 27
28
29 30

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.