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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPB icon
676
Campbell Soup
CPB
$6.87B
$12K ﹤0.01%
243
– –
EMLC icon
677
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$12K ﹤0.01%
+350
New +$12.9K
GNTX icon
678
Gentex
GNTX
$5.07B
$12K ﹤0.01%
776
+104
+15% +$1.65K
JAZZ icon
679
Jazz Pharmaceuticals
JAZZ
$16.7B
$12K ﹤0.01%
100
– –
KLAC icon
680
KLA
KLAC
$259B
$12K ﹤0.01%
2,000
– –
KRE icon
681
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$12K ﹤0.01%
300
-200
-40% -$8.49K
LUV icon
682
Southwest Airlines
LUV
$23B
$12K ﹤0.01%
300
-175
-37% -$6.46K
M icon
683
Macy's
M
$6.68B
$12K ﹤0.01%
255
+100
+65% +$6.27K
MDU icon
684
MDU Resources
MDU
$4.32B
$12K ﹤0.01%
1,775
-773
-30% -$5.26K
NAVI icon
685
Navient
NAVI
$853M
$12K ﹤0.01%
1,000
– –
PPH icon
686
VanEck Pharmaceutical ETF
PPH
$988M
$12K ﹤0.01%
200
– –
TD icon
687
Toronto Dominion Bank
TD
$200B
$12K ﹤0.01%
309
+268
+654% +$10.7K
TM icon
688
Toyota
TM
$225B
$12K ﹤0.01%
100
-27
-21% -$3.39K
VTWG icon
689
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$12K ﹤0.01%
129
– –
UPGD icon
690
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$12K ﹤0.01%
361
-1
-0.3% -$35
SGI
691
Somnigroup International
SGI
$13.7B
$12K ﹤0.01%
720
– –
ADRA
692
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$12K ﹤0.01%
450
– –
PCP
693
DELISTED
PRECISION CASTPARTS CORP
PCP
$12K ﹤0.01%
52
– –
CHRW icon
694
C.H. Robinson
CHRW
$17.5B
$11K ﹤0.01%
163
– –
CII icon
695
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$11K ﹤0.01%
806
– –
ECH icon
696
iShares MSCI Chile ETF
ECH
$1.06B
$11K ﹤0.01%
335
– –
EPP icon
697
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$11K ﹤0.01%
300
– –
EQIX icon
698
Equinix
EQIX
$103B
$11K ﹤0.01%
41
– –
FMS icon
699
Fresenius Medical Care
FMS
$12.9B
$11K ﹤0.01%
280
+42
+18% +$1.71K
HCSG icon
700
Healthcare Services Group
HCSG
$1.53B
$11K ﹤0.01%
331
+132
+66% +$4.46K
26 27
28
29 30

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.