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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHR icon
676
Whirlpool
WHR
$2.82B
$2K ﹤0.01%
+10
New +$1.72K
MTUS icon
677
Metallus
MTUS
$898M
$2K ﹤0.01%
76
– –
TUP
678
DELISTED
Tupperware Brands Corporation
TUP
$2K ﹤0.01%
26
– –
LTRPA
679
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
82
– –
AIG.WS
680
DELISTED
American International Group, Inc.
AIG.WS
$2K ﹤0.01%
85
-114
-57% -$2.73K
NBL
681
DELISTED
Noble Energy, Inc.
NBL
$2K ﹤0.01%
38
-240
-86% -$13K
BWLD
682
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$2K ﹤0.01%
10
– –
CVC
683
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$2K ﹤0.01%
110
– –
AWC
684
DELISTED
Alumina Ltd
AWC
$2K ﹤0.01%
305
– –
CIT
685
DELISTED
CIT Group Inc.
CIT
$2K ﹤0.01%
38
-346
-90% -$16.4K
CB
686
DELISTED
CHUBB CORPORATION
CB
$2K ﹤0.01%
19
-984
-98% -$98K
POM
687
DELISTED
PEPCO HOLDINGS, INC.
POM
$2K ﹤0.01%
83
– –
ACLS icon
688
Axcelis
ACLS
$4.33B
$1K ﹤0.01%
86
– –
AOS icon
689
A.O. Smith
AOS
$8.7B
$1K ﹤0.01%
48
-40
-45% -$1.04K
BDC icon
690
Belden
BDC
$5.19B
$1K ﹤0.01%
14
-14
-50% -$992
DAL icon
691
Delta Air Lines
DAL
$60.1B
$1K ﹤0.01%
13
-205
-94% -$8.63K
IEP icon
692
Icahn Enterprises
IEP
$5.3B
$1K ﹤0.01%
8
– –
ILF icon
693
iShares Latin America 40 ETF
ILF
$3.76B
$1K ﹤0.01%
45
– –
IMNN icon
694
Imunon
IMNN
$6.77M
– –
0
– –
NKX icon
695
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$1K ﹤0.01%
51
– –
NTGR icon
696
NETGEAR
NTGR
$635M
$1K ﹤0.01%
+25
New +$846
OGS icon
697
ONE Gas
OGS
$5.04B
$1K ﹤0.01%
31
– –
PAG icon
698
Penske Automotive Group
PAG
$14.2B
$1K ﹤0.01%
10
– –
PII icon
699
Polaris
PII
$4.07B
$1K ﹤0.01%
8
-26
-76% -$3.9K
RPM icon
700
RPM International
RPM
$15B
$1K ﹤0.01%
27
– –
26 27
28
29 30

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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.