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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$324M
AUM Growth
-$33.2M
Cap. Flow
-$39.8M
Cap. Flow %
-12.28%
Top 10 Hldgs %
40.98%
Holding
1,053
New
82
Increased
100
Reduced
249
Closed
124

Top Buys

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.19M
2
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$1.32M
3
BBRC
Columbia Beyond BRICs ETF
BBRC
+$1.21M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$617K
5
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$474K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.83M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.43M
3
IOO icon
iShares Global 100 ETF
IOO
+$3.86M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.88M
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 12.76%
2 Technology 10.02%
3 Energy 8.24%
4 Healthcare 6.21%
5 Industrials 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACAS
676
DELISTED
American Capital Ltd
ACAS
$5K ﹤0.01%
333
– –
AAL icon
677
American Airlines Group
AAL
$10.6B
$4K ﹤0.01%
103
– –
BCE icon
678
BCE
BCE
$21.2B
$4K ﹤0.01%
92
– –
BLKB icon
679
Blackbaud
BLKB
$2.08B
$4K ﹤0.01%
100
– –
BR icon
680
Broadridge
BR
$19B
$4K ﹤0.01%
100
– –
CAH icon
681
Cardinal Health
CAH
$55.4B
$4K ﹤0.01%
57
– –
CBRE icon
682
CBRE Group
CBRE
$42.9B
$4K ﹤0.01%
150
– –
HSBC icon
683
HSBC
HSBC
$356B
$4K ﹤0.01%
104
– –
IBN icon
684
ICICI Bank
IBN
$108B
$4K ﹤0.01%
396
– –
IEO icon
685
iShares US Oil & Gas Exploration & Production ETF
IEO
$543M
$4K ﹤0.01%
61
– –
IEZ icon
686
iShares US Oil Equipment & Services ETF
IEZ
$364M
$4K ﹤0.01%
74
– –
IMO icon
687
Imperial Oil
IMO
$60.4B
$4K ﹤0.01%
90
– –
ODP
688
DELISTED
ODP
ODP
$4K ﹤0.01%
61
– –
OMC icon
689
Omnicom Group
OMC
$23.4B
$4K ﹤0.01%
60
– –
RYAAY icon
690
Ryanair
RYAAY
$31.3B
$4K ﹤0.01%
158
– –
AIG.WS
691
DELISTED
American International Group, Inc.
AIG.WS
$4K ﹤0.01%
199
-23
-10% -$582
CHK
692
DELISTED
Chesapeake Energy Corporation
CHK
$4K ﹤0.01%
1
– –
SYT
693
DELISTED
Syngenta Ag
SYT
$4K ﹤0.01%
67
– –
MEG
694
DELISTED
Media General, Inc
MEG
$4K ﹤0.01%
282
– –
ACN icon
695
Accenture
ACN
$108B
$3K ﹤0.01%
45
-45
-50% -$3.61K
ADI icon
696
Analog Devices
ADI
$190B
$3K ﹤0.01%
67
– –
AJG icon
697
Arthur J. Gallagher & Co
AJG
$63.6B
$3K ﹤0.01%
82
– –
APD icon
698
Air Products & Chemicals
APD
$67.6B
$3K ﹤0.01%
29
– –
BMRN icon
699
BioMarin Pharmaceuticals
BMRN
$12.4B
$3K ﹤0.01%
45
– –
CUK
700
DELISTED
Carnival PLC
CUK
$3K ﹤0.01%
90
– –
26 27
28
29 30

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Carroll Financial Associates held 1,053 positions worth $324M, down 9.3% from $357M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Carroll Financial Associates withdrew a net $39.8M in Q3 2014, closing 124 positions and reducing 249 holdings. Its most notable exit was Atlantic Union Bankshares, an estimated $872K position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Invesco S&P 500 Downside Hedged ETF worth $7.45M.

  • Carroll Financial Associates's largest Q3 2014 buy was Invesco S&P 500 Downside Hedged ETF: 251,160 shares worth $7.45M.
  • Carroll Financial Associates added most to Columbia Beyond BRICs ETF in Q3 2014, an estimated $1.21M increase.
  • Carroll Financial Associates's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.83M.
  • Carroll Financial Associates fully exited Atlantic Union Bankshares in Q3 2014, selling an estimated $872K.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $324M portfolio in Q3 2014.
  • Carroll Financial Associates opened 82 new positions and closed 124 in Q3 2014.
  • Carroll Financial Associates's portfolio value fell 9.3% quarter-over-quarter to $324M.

Based on Carroll Financial Associates's 13F filing for Q3 2014, filed 13 Nov 2014.