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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RENX
676
DELISTED
RELX N.V.
RENX
$3K ﹤0.01%
+246
New +$3.29K
DGI
677
DELISTED
DigitalGlobe Inc.
DGI
$3K ﹤0.01%
75
– –
POM
678
DELISTED
PEPCO HOLDINGS, INC.
POM
$3K ﹤0.01%
183
+100
+120% +$1.9K
AOD
679
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$2K ﹤0.01%
250
– –
AU icon
680
AngloGold Ashanti
AU
$48.7B
$2K ﹤0.01%
220
-409
-65% -$5.57K
CALM icon
681
Cal-Maine
CALM
$3.99B
$2K ﹤0.01%
80
– –
CAR icon
682
Avis
CAR
$5.02B
$2K ﹤0.01%
70
– –
CCJ icon
683
Cameco
CCJ
$42.4B
$2K ﹤0.01%
112
– –
EOG icon
684
EOG Resources
EOG
$70.7B
$2K ﹤0.01%
24
-172
-88% -$14.7K
EWW icon
685
iShares MSCI Mexico ETF
EWW
$1.99B
$2K ﹤0.01%
44
– –
IAU icon
686
iShares Gold Trust
IAU
$67.5B
$2K ﹤0.01%
100
– –
IMKTA icon
687
Ingles Markets
IMKTA
$1.67B
$2K ﹤0.01%
+100
New +$2.62K
IMNN icon
688
Imunon
IMNN
$6.77M
– –
0
– –
LYV icon
689
Live Nation Entertainment
LYV
$42.1B
$2K ﹤0.01%
139
+4
+3% +$75
PCAR icon
690
PACCAR
PCAR
$70.1B
$2K ﹤0.01%
56
– –
PLD icon
691
Prologis
PLD
$133B
$2K ﹤0.01%
67
– –
PNR icon
692
Pentair
PNR
$11B
$2K ﹤0.01%
52
– –
SITC icon
693
SITE Centers
SITC
$165M
$2K ﹤0.01%
106
– –
XRX icon
694
Xerox
XRX
$425M
$2K ﹤0.01%
+76
New +$2.19K
JBTM
695
JBT Marel
JBTM
$6.39B
$2K ﹤0.01%
92
– –
MRO
696
DELISTED
Marathon Oil Corporation
MRO
$2K ﹤0.01%
58
-435
-88% -$15.5K
ABB
697
DELISTED
ABB Ltd
ABB
$2K ﹤0.01%
87
– –
NBL
698
DELISTED
Noble Energy, Inc.
NBL
$2K ﹤0.01%
38
– –
GM.WS.B
699
DELISTED
General Motors Company
GM.WS.B
$2K ﹤0.01%
111
+4
+4% +$81
MJN
700
DELISTED
Mead Johnson Nutrition Company
MJN
$2K ﹤0.01%
31
– –
26 27
28
29 30

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NFG
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6M
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RFA
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CCT
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C
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CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.