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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHDG icon
651
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$75K ﹤0.01%
1,830
– –
LNT icon
652
Alliant Energy
LNT
$17.8B
$75K ﹤0.01%
1,384
+163
+13% +$8.11K
PAYC icon
653
Paycom
PAYC
$9.56B
$75K ﹤0.01%
205
– –
SPHD icon
654
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$75K ﹤0.01%
1,759
– –
VMC icon
655
Vulcan Materials
VMC
$37.3B
$75K ﹤0.01%
445
-5
-1% -$811
MKTX icon
656
MarketAxess Holdings
MKTX
$5.72B
$74K ﹤0.01%
150
– –
QSR icon
657
Restaurant Brands International
QSR
$25.6B
$74K ﹤0.01%
1,143
-36
-3% -$2.23K
AGGY icon
658
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$922M
$73K ﹤0.01%
1,431
-145,006
-99% -$7.6M
BUD icon
659
AB InBev
BUD
$159B
$73K ﹤0.01%
1,173
+429
+58% +$27.7K
HYLB icon
660
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$73K ﹤0.01%
1,838
+13
+0.7% +$519
IYE icon
661
iShares US Energy ETF
IYE
$1.8B
$73K ﹤0.01%
+2,801
New +$68.9K
IYH icon
662
iShares US Healthcare ETF
IYH
$3.76B
$73K ﹤0.01%
1,455
– –
QDF icon
663
FlexShares Quality Dividend Index Fund
QDF
$2.27B
$73K ﹤0.01%
1,372
– –
CBRE icon
664
CBRE Group
CBRE
$42.7B
$72K ﹤0.01%
913
-20
-2% -$1.41K
ICLR icon
665
Icon
ICLR
$12.8B
$72K ﹤0.01%
370
– –
LAD icon
666
Lithia Motors
LAD
$8.31B
$72K ﹤0.01%
187
+172
+1,147% +$61.8K
MEAR icon
667
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$72K ﹤0.01%
1,450
– –
PEBK icon
668
Peoples Bancorp of North Carolina
PEBK
$235M
$72K ﹤0.01%
3,048
– –
SNSR icon
669
Global X Internet of Things ETF
SNSR
$222M
$72K ﹤0.01%
2,190
– –
STAG icon
670
STAG Industrial
STAG
$7.09B
$72K ﹤0.01%
2,170
+111
+5% +$3.54K
FBNC icon
671
First Bancorp
FBNC
$2.7B
$71K ﹤0.01%
1,650
– –
FTC icon
672
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$71K ﹤0.01%
730
– –
KR icon
673
Kroger
KR
$34.5B
$71K ﹤0.01%
+2,000
New +$68.3K
MKC icon
674
McCormick & Company Non-Voting
MKC
$14.2B
$71K ﹤0.01%
803
+3
+0.4% +$267
MMP
675
DELISTED
Magellan Midstream Partners, L.P.
MMP
$71K ﹤0.01%
1,649
+206
+14% +$9.01K
25 26
27
28 29

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.