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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOCS
651
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$51K ﹤0.01%
1,551
-41,150
-96% -$1.03M
ACES icon
652
ALPS Clean Energy ETF
ACES
$123M
$50K ﹤0.01%
1,291
– –
AZO icon
653
AutoZone
AZO
$50.1B
$50K ﹤0.01%
45
– –
HES
654
DELISTED
Hess
HES
$50K ﹤0.01%
976
– –
ICE icon
655
Intercontinental Exchange
ICE
$84.5B
$50K ﹤0.01%
552
– –
NXPI icon
656
NXP Semiconductors
NXPI
$58.9B
$50K ﹤0.01%
440
+10
+2% +$1K
VMBS icon
657
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$50K ﹤0.01%
934
+164
+21% +$8.93K
VONG icon
658
Vanguard Russell 1000 Growth ETF
VONG
$45.6B
$50K ﹤0.01%
1,020
– –
HRC
659
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$50K ﹤0.01%
462
– –
AOA icon
660
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$49K ﹤0.01%
906
– –
CDC icon
661
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$49K ﹤0.01%
1,064
-3,009
-74% -$137K
FINX icon
662
Global X FinTech ETF
FINX
$166M
$49K ﹤0.01%
+1,490
New +$44.2K
FLQL icon
663
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.1B
$48K ﹤0.01%
1,510
– –
LBRDK icon
664
Liberty Broadband Class C
LBRDK
$5.18B
$48K ﹤0.01%
390
+73
+23% +$9.16K
TQQQ icon
665
ProShares UltraPro QQQ
TQQQ
$37B
$48K ﹤0.01%
+4,000
New +$37.6K
AMD icon
666
Advanced Micro Devices
AMD
$767B
$47K ﹤0.01%
912
+590
+183% +$31.3K
FFC
667
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$47K ﹤0.01%
2,370
– –
IP icon
668
International Paper
IP
$21.9B
$47K ﹤0.01%
1,426
-345
-19% -$11K
RWJ icon
669
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$47K ﹤0.01%
2,595
– –
EMN icon
670
Eastman Chemical
EMN
$8.39B
$46K ﹤0.01%
673
– –
IGIB icon
671
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$46K ﹤0.01%
772
– –
IONS icon
672
Ionis Pharmaceuticals
IONS
$9.46B
$46K ﹤0.01%
793
+152
+24% +$8.46K
PTF icon
673
Invesco Dorsey Wright Technology Momentum ETF
PTF
$620M
$46K ﹤0.01%
1,440
– –
BOCT icon
674
Innovator US Equity Buffer ETF October
BOCT
$289M
$45K ﹤0.01%
+1,740
New +$43K
CHRW icon
675
C.H. Robinson
CHRW
$17.3B
$45K ﹤0.01%
570
-275
-33% -$20.8K
25 26
27
28 29

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.