We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWJ icon
651
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$36K ﹤0.01%
2,595
-3,432
-57% -$66K
USMF icon
652
WisdomTree US Multifactor Fund
USMF
$305M
$36K ﹤0.01%
1,500
– –
DIVY
653
DELISTED
Reality Shares DIVS ETF
DIVY
$36K ﹤0.01%
2,412
-5,272
-69% -$128K
EFX icon
654
Equifax
EFX
$21.8B
$35K ﹤0.01%
300
– –
KLAC icon
655
KLA
KLAC
$274B
$35K ﹤0.01%
2,430
+290
+14% +$4.67K
LBRDK icon
656
Liberty Broadband Class C
LBRDK
$5.29B
$35K ﹤0.01%
317
– –
NWN icon
657
Northwest Natural Holdings
NWN
$2.14B
$35K ﹤0.01%
575
– –
NXPI icon
658
NXP Semiconductors
NXPI
$58.5B
$35K ﹤0.01%
430
+251
+140% +$29.4K
SHV icon
659
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$35K ﹤0.01%
321
+28
+10% +$3.1K
SPHD icon
660
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$35K ﹤0.01%
1,170
– –
UJUN icon
661
Innovator US Equity Ultra Buffer ETF June
UJUN
$189M
$35K ﹤0.01%
+1,488
New +$38K
BUD icon
662
AB InBev
BUD
$158B
$34K ﹤0.01%
788
-240
-23% -$15.7K
CGW icon
663
Invesco S&P Global Water Index ETF
CGW
$1.06B
$34K ﹤0.01%
1,041
+452
+77% +$17.8K
DNL icon
664
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$505M
$34K ﹤0.01%
1,304
-4,822
-79% -$149K
GVI icon
665
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$34K ﹤0.01%
300
– –
MELI icon
666
Mercado Libre
MELI
$92.7B
$34K ﹤0.01%
71
– –
NUSA icon
667
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.6M
$34K ﹤0.01%
1,398
-2,013
-59% -$50.2K
PID icon
668
Invesco International Dividend Achievers ETF
PID
$917M
$34K ﹤0.01%
3,000
– –
POTX
669
DELISTED
Global X Cannabis ETF
POTX
$34K ﹤0.01%
634
+35
+6% +$2.62K
APH icon
670
Amphenol
APH
$204B
$33K ﹤0.01%
1,840
– –
VISN
671
Vistance Networks Inc
VISN
$2.62B
$33K ﹤0.01%
3,642
+3,542
+3,542% +$41.1K
EQIX icon
672
Equinix
EQIX
$106B
$33K ﹤0.01%
53
+1
+2% +$598
FGD icon
673
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.6B
$33K ﹤0.01%
+2,079
New +$45.9K
SONY icon
674
Sony
SONY
$138B
$33K ﹤0.01%
2,865
-19,060
-87% -$250K
SRE icon
675
Sempra
SRE
$56.5B
$33K ﹤0.01%
592
-786
-57% -$55.8K
25 26
27
28 29

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.