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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BL icon
651
BlackLine
BL
$1.72B
$50K ﹤0.01%
977
+787
+414% +$39.3K
NOW icon
652
ServiceNow
NOW
$129B
$50K ﹤0.01%
900
+665
+283% +$35K
PHYS icon
653
Sprott Physical Gold
PHYS
$15.7B
$50K ﹤0.01%
4,133
– –
PTLC icon
654
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$50K ﹤0.01%
1,500
+500
+50% +$16.1K
SWK icon
655
Stanley Black & Decker
SWK
$15.7B
$50K ﹤0.01%
302
+25
+9% +$3.87K
APH icon
656
Amphenol
APH
$209B
$49K ﹤0.01%
1,840
– –
BIDU icon
657
Baidu
BIDU
$37.2B
$49K ﹤0.01%
394
– –
CBRE icon
658
CBRE Group
CBRE
$42.9B
$49K ﹤0.01%
812
+14
+2% +$775
HYG icon
659
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$49K ﹤0.01%
568
-403
-42% -$35.1K
AVA icon
660
Avista
AVA
$3.24B
$48K ﹤0.01%
1,000
– –
CCL icon
661
Carnival Corporation Ltd
CCL
$39.7B
$48K ﹤0.01%
961
+501
+109% +$22.4K
LUV icon
662
Southwest Airlines
LUV
$23B
$48K ﹤0.01%
894
-204
-19% -$11.3K
DLR icon
663
Digital Realty Trust
DLR
$71.7B
$47K ﹤0.01%
400
– –
GNR icon
664
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$47K ﹤0.01%
1,028
-17,067
-94% -$759K
SU icon
665
Suncor Energy
SU
$70.3B
$47K ﹤0.01%
1,444
-149
-9% -$4.65K
USMF icon
666
WisdomTree US Multifactor Fund
USMF
$303M
$47K ﹤0.01%
1,500
– –
FRC
667
DELISTED
First Republic Bank
FRC
$47K ﹤0.01%
405
– –
GRES
668
DELISTED
IQ ARB Global Resources
GRES
$47K ﹤0.01%
1,741
-67,291
-97% -$1.79M
AZTA icon
669
Azenta
AZTA
$1.48B
$46K ﹤0.01%
1,105
+913
+476% +$38.4K
CRUS icon
670
Cirrus Logic
CRUS
$6.26B
$46K ﹤0.01%
+564
New +$38.2K
KEX icon
671
Kirby Corp
KEX
$6.93B
$46K ﹤0.01%
521
-105
-17% -$8.7K
PCEF icon
672
Invesco CEF Income Composite ETF
PCEF
$813M
$46K ﹤0.01%
2,000
+1,000
+100% +$22.8K
PGR icon
673
Progressive
PGR
$125B
$46K ﹤0.01%
647
+136
+27% +$9.8K
PWV icon
674
Invesco Large Cap Value ETF
PWV
$1.76B
$46K ﹤0.01%
1,117
+90
+9% +$3.59K
VONG icon
675
Vanguard Russell 1000 Growth ETF
VONG
$45.8B
$46K ﹤0.01%
1,020
– –
25 26
27
28 29

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Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.