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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALB icon
651
Albemarle
ALB
$15.5B
$43K ﹤0.01%
629
-47
-7% -$3.2K
CHRD icon
652
Chord Energy
CHRD
$7.39B
$43K ﹤0.01%
12,620
– –
SHV icon
653
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$43K ﹤0.01%
389
-10
-3% -$1.11K
WRB icon
654
W.R. Berkley
WRB
$26.6B
$43K ﹤0.01%
+1,350
New +$42.2K
AIVL icon
655
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$42K ﹤0.01%
485
-85
-15% -$7.28K
BNS icon
656
Scotiabank
BNS
$108B
$42K ﹤0.01%
750
– –
CBRE icon
657
CBRE Group
CBRE
$42.9B
$42K ﹤0.01%
798
– –
EFX icon
658
Equifax
EFX
$21.4B
$42K ﹤0.01%
300
– –
HPI
659
John Hancock Preferred Income Fund
HPI
$433M
$42K ﹤0.01%
1,750
– –
SFHY
660
DELISTED
WisdomTree U.S. Short Term High Yield Corporate Bond Fund
SFHY
$42K ﹤0.01%
857
– –
IJS icon
661
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$41K ﹤0.01%
558
– –
NWN icon
662
Northwest Natural Holdings
NWN
$2.12B
$41K ﹤0.01%
575
– –
PEG icon
663
Public Service Enterprise Group
PEG
$37.7B
$41K ﹤0.01%
667
– –
VONG icon
664
Vanguard Russell 1000 Growth ETF
VONG
$45.8B
$41K ﹤0.01%
1,020
– –
BIDU icon
665
Baidu
BIDU
$37.2B
$40K ﹤0.01%
394
+95
+32% +$10.2K
MELI icon
666
Mercado Libre
MELI
$92.3B
$40K ﹤0.01%
73
– –
SABR icon
667
Sabre
SABR
$835M
$40K ﹤0.01%
1,826
-116
-6% -$2.73K
SWK icon
668
Stanley Black & Decker
SWK
$15.7B
$40K ﹤0.01%
277
+173
+166% +$24.4K
TOWN icon
669
Towne Bank
TOWN
$3.42B
$40K ﹤0.01%
1,459
-1,237
-46% -$33.6K
DFE icon
670
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$39K ﹤0.01%
700
-137
-16% -$7.68K
PGR icon
671
Progressive
PGR
$125B
$39K ﹤0.01%
511
-8
-2% -$629
PWV icon
672
Invesco Large Cap Value ETF
PWV
$1.76B
$39K ﹤0.01%
1,027
– –
TPLC icon
673
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$314M
$39K ﹤0.01%
+1,558
New +$39.4K
TSN icon
674
Tyson Foods
TSN
$20.4B
$39K ﹤0.01%
455
-9
-2% -$765
FRC
675
DELISTED
First Republic Bank
FRC
$39K ﹤0.01%
405
-49
-11% -$4.65K
25 26
27
28 29

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.