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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGR icon
651
Progressive
PGR
$125B
$41K ﹤0.01%
519
– –
VOD icon
652
Vodafone
VOD
$37.4B
$41K ﹤0.01%
2,515
-100
-4% -$1.72K
VONG icon
653
Vanguard Russell 1000 Growth ETF
VONG
$45B
$41K ﹤0.01%
1,020
– –
ALLY icon
654
Ally Financial
ALLY
$13.3B
$40K ﹤0.01%
+1,319
New +$38.9K
BNS icon
655
Scotiabank
BNS
$108B
$40K ﹤0.01%
750
– –
CBRE icon
656
CBRE Group
CBRE
$42.9B
$40K ﹤0.01%
798
+428
+116% +$21.3K
EFX icon
657
Equifax
EFX
$21.4B
$40K ﹤0.01%
300
– –
HPI
658
John Hancock Preferred Income Fund
HPI
$433M
$40K ﹤0.01%
+1,750
New +$40.1K
UNM icon
659
Unum
UNM
$14.3B
$40K ﹤0.01%
1,200
– –
VEEV icon
660
Veeva Systems
VEEV
$37.4B
$40K ﹤0.01%
249
-51
-17% -$7.43K
NWN icon
661
Northwest Natural Holdings
NWN
$2.12B
$39K ﹤0.01%
575
– –
PEG icon
662
Public Service Enterprise Group
PEG
$37.7B
$39K ﹤0.01%
667
-33
-5% -$1.97K
VRTX icon
663
Vertex Pharmaceuticals
VRTX
$126B
$39K ﹤0.01%
218
-48
-18% -$8.39K
FLEU
664
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN Series B
FLEU
$39K ﹤0.01%
+403
New +$54.9K
CW icon
665
Curtiss-Wright
CW
$25.5B
$38K ﹤0.01%
+300
New +$34.6K
EBAY icon
666
eBay
EBAY
$49.8B
$38K ﹤0.01%
975
+534
+121% +$20.1K
FEZ icon
667
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$38K ﹤0.01%
1,000
– –
VAW icon
668
Vanguard Materials ETF
VAW
$3.13B
$38K ﹤0.01%
303
– –
JNK icon
669
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$37K ﹤0.01%
348
+173
+99% +$18.7K
KWEB icon
670
KraneShares CSI China Internet ETF
KWEB
$5.67B
$37K ﹤0.01%
854
– –
PWV icon
671
Invesco Large Cap Value ETF
PWV
$1.72B
$37K ﹤0.01%
1,027
– –
TSN icon
672
Tyson Foods
TSN
$20.4B
$37K ﹤0.01%
464
+55
+13% +$4.24K
XYZ
673
Block Inc
XYZ
$47.5B
$37K ﹤0.01%
520
– –
COHR icon
674
Coherent
COHR
$74.2B
$36K ﹤0.01%
1,000
– –
ETW
675
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$36K ﹤0.01%
3,710
+1,375
+59% +$13.4K
25 26
27
28 29

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.