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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATVI
651
DELISTED
Activision Blizzard
ATVI
$31K ﹤0.01%
688
+182
+36% +$8.23K
CHKP icon
652
Check Point Software Technologies
CHKP
$13.1B
$30K ﹤0.01%
243
-16
-6% -$1.86K
FLO icon
653
Flowers Foods
FLO
$1.57B
$30K ﹤0.01%
1,431
+1,336
+1,406% +$26.8K
J icon
654
Jacobs Solutions
J
$17B
$30K ﹤0.01%
484
– –
RWX icon
655
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$30K ﹤0.01%
783
+374
+91% +$14.3K
SNEX icon
656
StoneX
SNEX
$7.94B
$30K ﹤0.01%
4,010
– –
VCIT icon
657
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$30K ﹤0.01%
351
+170
+94% +$14.4K
VDE icon
658
Vanguard Energy ETF
VDE
$9.84B
$30K ﹤0.01%
338
-26
-7% -$2.26K
XLB icon
659
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$30K ﹤0.01%
1,116
+76
+7% +$2.05K
XOP icon
660
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
$30K ﹤0.01%
250
– –
XLNX
661
DELISTED
Xilinx Inc
XLNX
$30K ﹤0.01%
237
-108
-31% -$12.1K
TIF
662
DELISTED
Tiffany & Co.
TIF
$30K ﹤0.01%
293
+1
+0.3% +$92
ALK icon
663
Alaska Air
ALK
$5.58B
$29K ﹤0.01%
529
+1
+0.2% +$61
EXPE icon
664
Expedia Group
EXPE
$37.3B
$29K ﹤0.01%
250
– –
IT icon
665
Gartner
IT
$11.7B
$29K ﹤0.01%
195
– –
WSM icon
666
Williams-Sonoma
WSM
$29.6B
$29K ﹤0.01%
1,052
– –
SAFM
667
DELISTED
Sanderson Farms Inc
SAFM
$29K ﹤0.01%
225
– –
CART
668
DELISTED
Carolina Trust BancShares
CART
$29K ﹤0.01%
3,634
+2,174
+149% +$17.7K
CELG
669
DELISTED
Celgene Corp
CELG
$29K ﹤0.01%
313
-30
-9% -$2.62K
AVY icon
670
Avery Dennison
AVY
$13.4B
$28K ﹤0.01%
252
+4
+2% +$413
BIP icon
671
Brookfield Infrastructure Partners
BIP
$18B
$28K ﹤0.01%
1,134
– –
ILCG icon
672
iShares Morningstar Growth ETF
ILCG
$3.28B
$28K ﹤0.01%
775
– –
JAZZ icon
673
Jazz Pharmaceuticals
JAZZ
$16.7B
$28K ﹤0.01%
200
+125
+167% +$16.3K
LII icon
674
Lennox International
LII
$15.2B
$28K ﹤0.01%
107
– –
QCLN icon
675
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$28K ﹤0.01%
1,435
– –
25 26
27
28 29

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RFA
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CCT
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.