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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OBOR icon
651
Kraneshares MSCI One Belt One Road Index ETF
OBOR
$4.14M
$25K ﹤0.01%
+1,085
New +$25.4K
PBT
652
Permian Basin Royalty Trust
PBT
$1.52B
$25K ﹤0.01%
3,200
– –
PHDG icon
653
Invesco S&P 500 Downside Hedged ETF
PHDG
$64.9M
$25K ﹤0.01%
857
+3
+0.4% +$87
ROIC
654
DELISTED
Retail Opportunity Investments Corp.
ROIC
$25K ﹤0.01%
1,350
– –
BSCJ
655
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$25K ﹤0.01%
1,190
– –
BN icon
656
Brookfield
BN
$109B
$24K ﹤0.01%
1,522
-87
-5% -$1.32K
CATO icon
657
Cato Corp
CATO
$66.3M
$24K ﹤0.01%
1,175
– –
HEI icon
658
HEICO Corp
HEI
$50.9B
$24K ﹤0.01%
266
– –
MBB icon
659
iShares MBS ETF
MBB
$38.9B
$24K ﹤0.01%
237
+3
+1% +$311
LGF.A
660
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$24K ﹤0.01%
1,011
– –
SYKE
661
DELISTED
SYKES Enterprises Inc
SYKE
$24K ﹤0.01%
800
– –
ADRE
662
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$24K ﹤0.01%
600
– –
ADSK icon
663
Autodesk
ADSK
$54.1B
$23K ﹤0.01%
149
-24
-14% -$3.39K
IGE icon
664
iShares North American Natural Resources ETF
IGE
$778M
$23K ﹤0.01%
660
– –
INFY icon
665
Infosys
INFY
$50.9B
$23K ﹤0.01%
2,316
-2,252
-49% -$22.9K
LII icon
666
Lennox International
LII
$14.6B
$23K ﹤0.01%
107
– –
TSN icon
667
Tyson Foods
TSN
$20.1B
$23K ﹤0.01%
400
– –
TT icon
668
Trane Technologies
TT
$105B
$23K ﹤0.01%
224
– –
VBR icon
669
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$23K ﹤0.01%
171
+7
+4% +$982
XBI icon
670
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$23K ﹤0.01%
241
– –
SAFM
671
DELISTED
Sanderson Farms Inc
SAFM
$23K ﹤0.01%
225
– –
MXIM
672
DELISTED
Maxim Integrated Products
MXIM
$23K ﹤0.01%
413
+42
+11% +$2.53K
BT
673
DELISTED
BT Group plc (ADR)
BT
$23K ﹤0.01%
1,600
– –
AYI icon
674
Acuity Brands
AYI
$10.6B
$22K ﹤0.01%
146
– –
DBEU icon
675
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$22K ﹤0.01%
779
– –
25 26
27
28 29

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RFA
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CCT
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.